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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 69 Institutional holders with a total value of $127,331,670.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 CWM, LLC 265 6,000 0.00%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 342 8,000 0.01%
5 FLOW TRADERS U.S. LLC 400 9,000 0.01%
6 Vantage Investment Advisors, LLC 673 16,000 0.01%
7 Creative Planning 750 18,000 0.01%
8 INTEGRATED WEALTH MANAGEMENT 800 19,000 0.01%
9 SHARKEY, HOWES & JAVER 266 22,000 0.02%
10 Smithfield Trust Co 1,000 23,000 0.02%
11 WEALTHPLAN PARTNERS, LLC 1,265 29,434 0.02%
12 NEXT Financial Group, Inc 1,500 35,000 0.03%
13 IFP ADVISORS, INC 1,510 35,000 0.03%
14 Winslow, Evans & Crocker, Inc. 1,926 45,236 0.04%
15 Ameritas Investment Partners, Inc. 3,765 88,000 0.07%
16 CITIGROUP INC 4,300 101,000 0.08%
17 US BANCORP \DE\ 5,440 128,000 0.10%
18 WFG Advisors, LP 5,470 129,000 0.10%
19 Hudock, Inc. 5,723 134,000 0.11%
20 GENEOS WEALTH MANAGEMENT INC. 5,873 138,000 0.11%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 6,037 142,000 0.11%
22 JPMORGAN CHASE & CO 6,656 156,000 0.12%
23 LBA Wealth Management, LLC 8,779 206,000 0.16%
24 BOKF, NA 11,433 269,000 0.21%
25 IFC Holdings Incorporated/FL 11,652 274,000 0.22%
26 D.A. DAVIDSON & CO. 13,175 309,000 0.24%
27 CAVALIER INVESTMENTS, LLC 13,612 320,000 0.25%
28 COMERICA SECURITIES INC 15,191 357,000 0.28%
29 Shoker Investment Counsel, Inc. 15,306 359,000 0.28%
30 HOWE & RUSLING INC 15,707 369,000 0.29%
31 Cetera Advisors LLC 16,680 392,000 0.31%
32 Cetera Advisor Networks LLC 16,862 396,000 0.31%
33 Stratos Wealth Partners, LTD. 16,941 398,000 0.31%
34 ADVISOR GROUP, INC. 18,868 444,000 0.35%
35 Regal Investment Advisors LLC 19,493 458,000 0.36%
36 ENVESTNET ASSET MANAGEMENT INC 19,762 464,000 0.36%
37 STRATEGIC FINANCIAL GROUP, LLC 20,001 470,000 0.37%
38 M&T BANK CORP 23,080 543,000 0.43%
39 Virtu KCG Holdings LLC 23,895 561,000 0.44%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,999 635,000 0.50%
41 Private Advisor Group, LLC 27,828 648,000 0.51%
42 First Allied Advisory Services, Inc. 28,490 669,000 0.53%
43 CITADEL ADVISORS LLC 28,770 676,000 0.53%
44 Bank of New York Mellon Corp 29,576 695,000 0.55%
45 OLD MISSION CAPITAL LLC 29,881 702,000 0.55%
46 HighTower Advisors, LLC 30,275 709,000 0.56%
47 STIFEL FINANCIAL CORP 34,612 810,000 0.64%
48 Cambridge Investment Research Advisors, Inc. 36,402 855,000 0.67%
49 RELIANCE TRUST CO OF DELAWARE 37,671 885,000 0.70%
50 Raymond James Financial Services Advisors, Inc. 38,718 910,000 0.71%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.