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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 71 Institutional holders with a total value of $545,633,434.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BENJAMIN F. EDWARDS & COMPANY, INC. 34 1,000 0.00%
2 Formidable Asset Management, LLC 375 13,000 0.00%
3 Creative Planning 423 14,000 0.00%
4 Ground Swell Capital, LLC 400 14,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 439 15,000 0.00%
6 PNC FINANCIAL SERVICES GROUP, INC. 522 18,000 0.00%
7 WFG Advisors, LP 822 28,000 0.01%
8 NEW ENGLAND SECURITIES CORP /MA/ 985 34,000 0.01%
9 US BANCORP \DE\ 1,185 40,000 0.01%
10 Advisors Preferred, LLC 1,177 40,218 0.01%
11 MSI Financial Services Inc 1,595 54,000 0.01%
12 B. Riley Wealth Advisors, Inc. 1,706 58,260 0.01%
13 PRIVATE TRUST CO NA 1,749 60,000 0.01%
14 NEXT Financial Group, Inc 3,547 117,000 0.02%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,864 132,000 0.02%
16 Winslow, Evans & Crocker, Inc. 3,949 134,858 0.02%
17 FIFTH THIRD BANCORP 4,000 137,000 0.03%
18 Commonwealth Equity Services, Inc 6,119 209,000 0.04%
19 Cambridge Investment Research Advisors, Inc. 6,359 217,000 0.04%
20 First Allied Advisory Services, Inc. 6,986 237,000 0.04%
21 Investors Capital Advisory Services 6,981 238,000 0.04%
22 Freedom Investment Management, Inc. 7,446 254,000 0.05%
23 GOLDMAN SACHS GROUP INC 7,559 258,000 0.05%
24 HL FINANCIAL SERVICES LLC 7,600 260,000 0.05%
25 SUNTRUST BANKS INC 8,341 284,000 0.05%
26 AMERICAN INTERNATIONAL GROUP, INC. 9,168 313,097 0.06%
27 Prospera Financial Services Inc 11,205 383,000 0.07%
28 Virtu KCG Holdings LLC 11,457 391,000 0.07%
29 Robert W. Baird & Co. Inc 12,318 421,000 0.08%
30 First Heartland Consultants, Inc. 12,846 439,000 0.08%
31 JPMORGAN CHASE & CO 14,104 482,000 0.09%
32 FDx Advisors, Inc. 15,078 515,000 0.09%
33 DEUTSCHE BANK AG\ 15,915 543,000 0.10%
34 Regal Investment Advisors LLC 17,058 583,000 0.11%
35 OPPENHEIMER & CO INC 17,435 595,000 0.11%
36 BlackRock Institutional Trust Company, N.A. 23,300 796,000 0.15%
37 Virtu Financial LLC 25,144 859,000 0.16%
38 Private Advisor Group, LLC 27,967 955,000 0.18%
39 CITIGROUP INC 28,446 972,000 0.18%
40 AMERIPRISE FINANCIAL INC 28,947 989,000 0.18%
41 Stonehage Fleming (UK) Ltd 36,040 1,231,000 0.23%
42 Shamrock Asset Management LLC 38,023 1,298,000 0.24%
43 Tower Research Capital LLC (TRC) 38,918 1,329,000 0.24%
44 SG Americas Securities, LLC 49,402 1,687,000 0.31%
45 Jefferies Group LLC 50,000 1,708,000 0.31%
46 B. Riley Wealth Management, Inc. 58,641 2,002,000 0.37%
47 WealthTrust Fairport, LLC 58,721 2,005,000 0.37%
48 WESPAC Advisors, LLC 60,274 2,058,000 0.38%
49 STEPHENS INC /AR/ 61,363 2,096,000 0.38%
50 Astor Investment Management LLC 61,718 2,108,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.