Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 25 Institutional holders with a total value of $35,314,797.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 280,325 11,432,000 32.37%
2 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 160,878 6,560,000 18.58%
3 MORGAN STANLEY 88,558 3,612,000 10.23%
4 DUBUQUE BANK & TRUST CO 56,710 2,313,000 6.55%
5 Capital Investment Advisors, LLC 49,916 2,036,000 5.77%
6 LPL Financial LLC 45,844 1,870,000 5.30%
7 LAZARD ASSET MANAGEMENT LLC 34,105 1,390,000 3.94%
8 Creative Planning 26,982 1,100,000 3.11%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,147 1,067,000 3.02%
10 BANK OF AMERICA CORP /DE/ 25,561 1,042,000 2.95%
11 UBS AG 14,967 610,000 1.73%
12 OLD NATIONAL BANCORP /IN/ 13,277 541,000 1.53%
13 JANE STREET GROUP, LLC 12,190 497,000 1.41%
14 SUNTRUST BANKS INC 9,343 380,000 1.08%
15 DEUTSCHE BANK AG\ 7,113 290,000 0.82%
16 ROYAL BANK OF CANADA 5,907 241,000 0.68%
17 Nationwide Fund Advisors 3,530 144,000 0.41%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,417 57,785 0.16%
19 Tower Research Capital LLC (TRC) 967 39,000 0.11%
20 Winslow, Evans & Crocker, Inc. 785 32,012 0.09%
21 Camarda Financial Advisors, LLC 579 24,000 0.07%
22 SeaBridge Investment Advisors LLC 595 24,000 0.07%
23 MSI Financial Services Inc 150 6,000 0.02%
24 CITIGROUP INC 100 4,000 0.01%
25 MYCIO WEALTH PARTNERS, LLC 75 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.