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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 28 Institutional holders with a total value of $53,911,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 289,545 10,936,000 20.29%
2 XPONANCE LLC 214,055 8,084,000 14.99%
3 NEW YORK STATE COMMON RETIREMENT FUND 209,015 7,894,000 14.64%
4 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 170,098 6,425,000 11.92%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 111,649 4,217,000 7.82%
6 LPL Financial LLC 84,266 3,137,000 5.82%
7 MORGAN STANLEY 57,919 2,188,000 4.06%
8 DUBUQUE BANK & TRUST CO 55,540 2,098,000 3.89%
9 LAZARD ASSET MANAGEMENT LLC 54,240 2,048,000 3.80%
10 Capital Investment Advisors, LLC 50,453 1,906,000 3.54%
11 ROYAL BANK OF CANADA 33,682 1,272,000 2.36%
12 JANE STREET GROUP, LLC 31,716 1,198,000 2.22%
13 BANK OF AMERICA CORP /DE/ 28,644 1,082,000 2.01%
14 OLD NATIONAL BANCORP /IN/ 13,277 501,000 0.93%
15 DEUTSCHE BANK AG\ 7,148 269,000 0.50%
16 Nationwide Fund Advisors 7,050 266,000 0.49%
17 UBS AG 6,897 260,000 0.48%
18 WELLS FARGO & COMPANY/MN 808 31,000 0.06%
19 Winslow, Evans & Crocker, Inc. 786 29,650 0.05%
20 SeaBridge Investment Advisors LLC 595 22,000 0.04%
21 Creative Planning 496 19,000 0.04%
22 Ground Swell Capital, LLC 200 8,000 0.01%
23 MSI Financial Services Inc 150 6,000 0.01%
24 BANK OF MONTREAL /CAN/ 115 4,000 0.01%
25 CITIGROUP INC 100 4,000 0.01%
26 AMERIPRISE FINANCIAL INC 26 3,000 0.01%
27 Private Advisor Group, LLC 52 2,000 0.00%
28 Tower Research Capital LLC (TRC) 50 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.