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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 22 Institutional holders with a total value of $8,995,864.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Investment Advisors, LLC 50,759 1,893,000 21.04%
2 DUBUQUE BANK & TRUST CO 50,050 1,867,000 20.75%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,166 1,125,000 12.51%
4 MORGAN STANLEY 26,151 975,000 10.84%
5 LPL Financial LLC 19,584 730,000 8.11%
6 JANE STREET GROUP, LLC 15,862 592,000 6.58%
7 OLD NATIONAL BANCORP /IN/ 11,882 443,000 4.92%
8 BANK OF AMERICA CORP /DE/ 11,434 426,000 4.74%
9 HOLDERNESS INVESTMENTS CO 5,787 215,000 2.39%
10 ROYAL BANK OF CANADA 5,029 188,000 2.09%
11 XPONANCE LLC 5,040 187,000 2.08%
12 UBS Group AG 4,477 167,000 1.86%
13 Tower Research Capital LLC (TRC) 2,463 92,000 1.02%
14 Winslow, Evans & Crocker, Inc. 786 29,282 0.33%
15 NATIONAL PLANNING CORP 782 28,582 0.32%
16 Creative Planning 496 19,000 0.21%
17 MSI Financial Services Inc 150 6,000 0.07%
18 Lowe Wealth Advisors, LLC 100 4,000 0.04%
19 BANK OF MONTREAL /CAN/ 115 4,000 0.04%
20 CITIGROUP INC 100 4,000 0.04%
21 WELLS FARGO & COMPANY/MN 21 1,000 0.01%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.