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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 19 Institutional holders with a total value of $3,731,938.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Investment Advisors, LLC 29,144 868,000 23.26%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,273 842,000 22.56%
3 CITADEL ADVISORS LLC 20,087 598,000 16.02%
4 LPL Financial LLC 18,393 536,000 14.36%
5 BANK OF AMERICA CORP /DE/ 10,940 326,000 8.74%
6 XPONANCE LLC 7,708 229,000 6.14%
7 UBS Group AG 4,940 147,000 3.94%
8 MORGAN STANLEY 2,455 73,000 1.96%
9 ROYAL BANK OF CANADA 1,200 36,000 0.96%
10 Creative Planning 511 15,000 0.40%
11 Winslow, Evans & Crocker, Inc. 468 13,938 0.37%
12 WELLS FARGO & COMPANY/MN 435 13,000 0.35%
13 MSI Financial Services Inc 390 12,000 0.32%
14 Tower Research Capital LLC (TRC) 397 12,000 0.32%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 168 5,000 0.13%
16 Lowe Wealth Advisors, LLC 100 3,000 0.08%
17 CITIGROUP INC 100 3,000 0.08%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%
19 DUBUQUE BANK & TRUST CO 13 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.