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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 21 Institutional holders with a total value of $10,533,580.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 105,329 3,510,000 33.32%
2 MORGAN STANLEY 57,180 1,903,000 18.07%
3 Capital Investment Advisors, LLC 45,324 1,509,000 14.33%
4 DUBUQUE BANK & TRUST CO 23,686 789,000 7.49%
5 LPL Financial LLC 20,867 720,000 6.84%
6 UBS Group AG 16,432 547,000 5.19%
7 HOLDERNESS INVESTMENTS CO 10,333 344,000 3.27%
8 BANK OF AMERICA CORP /DE/ 9,941 331,000 3.14%
9 XPONANCE LLC 7,708 297,000 2.82%
10 SCOTIA CAPITAL INC. 7,630 254,000 2.41%
11 JANE STREET GROUP, LLC 6,639 221,000 2.10%
12 Tower Research Capital LLC (TRC) 1,127 38,000 0.36%
13 Creative Planning 511 17,000 0.16%
14 Winslow, Evans & Crocker, Inc. 468 15,580 0.15%
15 ROYAL BANK OF CANADA 459 15,000 0.14%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 382 13,000 0.12%
17 BANK OF MONTREAL /CAN/ 115 4,000 0.04%
18 CITIGROUP INC 100 3,000 0.03%
19 Lowe Wealth Advisors, LLC 100 3,000 0.03%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%
21 WELLS FARGO & COMPANY/MN 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.