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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 22 Institutional holders with a total value of $7,705,691.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 54,938 1,842,000 23.90%
2 LPL Financial LLC 44,013 1,378,000 17.88%
3 CITADEL ADVISORS LLC 33,439 1,121,000 14.55%
4 Capital Investment Advisors, LLC 32,039 1,074,000 13.94%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,775 864,000 11.21%
6 BANK OF AMERICA CORP /DE/ 11,481 385,000 5.00%
7 HOLDERNESS INVESTMENTS CO 10,302 345,000 4.48%
8 XPONANCE LLC 7,708 258,000 3.35%
9 UBS Group AG 5,146 173,000 2.25%
10 MORGAN STANLEY 4,217 141,000 1.83%
11 ROYAL BANK OF CANADA 1,200 40,000 0.52%
12 Creative Planning 511 17,000 0.22%
13 Winslow, Evans & Crocker, Inc. 468 15,691 0.20%
14 Tower Research Capital LLC (TRC) 408 14,000 0.18%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 383 13,000 0.17%
16 MSI Financial Services Inc 390 13,000 0.17%
17 BANK OF MONTREAL /CAN/ 115 4,000 0.05%
18 Lowe Wealth Advisors, LLC 100 3,000 0.04%
19 CITIGROUP INC 100 3,000 0.04%
20 DUBUQUE BANK & TRUST CO 53 2,000 0.03%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%
22 IFP ADVISORS, INC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.