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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 17 Institutional holders with a total value of $9,706,302.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 58,406 2,284,000 23.53%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,988 2,167,000 22.33%
3 Capital Investment Advisors, LLC 48,166 1,884,000 19.41%
4 DUBUQUE BANK & TRUST CO 26,472 1,035,000 10.66%
5 LPL Financial LLC 22,077 852,000 8.78%
6 BANK OF AMERICA CORP /DE/ 10,269 402,000 4.14%
7 ROYAL BANK OF CANADA 7,619 298,000 3.07%
8 SCOTIA CAPITAL INC. 6,880 271,000 2.79%
9 HOLDERNESS INVESTMENTS CO 6,512 255,000 2.63%
10 UBS Group AG 3,276 128,000 1.32%
11 Tower Research Capital LLC (TRC) 2,356 92,000 0.95%
12 Winslow, Evans & Crocker, Inc. 468 18,302 0.19%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 215 8,000 0.08%
14 Lowe Wealth Advisors, LLC 100 4,000 0.04%
15 BANK OF MONTREAL /CAN/ 115 4,000 0.04%
16 CITIGROUP INC 100 4,000 0.04%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.