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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 21 Institutional holders with a total value of $4,557,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 33,112 1,140,000 25.02%
2 CITADEL ADVISORS LLC 29,424 1,013,000 22.23%
3 Capital Investment Advisors, LLC 22,327 768,000 16.85%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,377 598,000 13.12%
5 LPL Financial LLC 12,577 441,000 9.68%
6 Virtu KCG Holdings LLC 8,671 298,000 6.54%
7 UBS Group AG 3,114 107,000 2.35%
8 ROYAL BANK OF CANADA 1,900 65,000 1.43%
9 MORGAN STANLEY 1,462 50,000 1.10%
10 BANK OF AMERICA CORP /DE/ 767 26,000 0.57%
11 WELLS FARGO & COMPANY/MN 435 15,000 0.33%
12 Creative Planning 263 9,000 0.20%
13 GLOBAL RETIREMENT PARTNERS, LLC 200 7,000 0.15%
14 PACIFIC CENTER FOR FINANCIAL SERVICES 177 6,000 0.13%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 168 6,000 0.13%
16 CITIGROUP INC 100 3,000 0.07%
17 Lowe Wealth Advisors, LLC 75 3,000 0.07%
18 Tower Research Capital LLC (TRC) 63 2,000 0.04%
19 DUBUQUE BANK & TRUST CO 13 0 0.00%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%
21 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.