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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $8,554,916.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 56,477 2,282,000 26.67%
2 Capital Investment Advisors, LLC 18,475 2,020,000 23.61%
3 DUBUQUE BANK & TRUST CO 29,007 1,172,000 13.70%
4 LPL Financial LLC 19,731 793,000 9.27%
5 BANK OF AMERICA CORP /DE/ 9,951 402,000 4.70%
6 JANE STREET GROUP, LLC 8,168 330,000 3.86%
7 XPONANCE LLC 6,639 268,000 3.13%
8 ROYAL BANK OF CANADA 6,544 264,000 3.09%
9 HOLDERNESS INVESTMENTS CO 6,512 263,000 3.07%
10 SCOTIA CAPITAL INC. 6,100 247,000 2.89%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,988 202,000 2.36%
12 UBS Group AG 3,098 125,000 1.46%
13 Tower Research Capital LLC (TRC) 1,970 80,000 0.94%
14 Creative Planning 1,296 52,000 0.61%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 547 22,000 0.26%
16 Winslow, Evans & Crocker, Inc. 468 18,916 0.22%
17 BANK OF MONTREAL /CAN/ 115 5,000 0.06%
18 Lowe Wealth Advisors, LLC 100 4,000 0.05%
19 CITIGROUP INC 100 4,000 0.05%
20 WELLS FARGO & COMPANY/MN 21 1,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.