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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 24 Institutional holders with a total value of $17,827,952.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LAZARD ASSET MANAGEMENT LLC 209,500 7,588,000 42.56%
2 Capital Investment Advisors, LLC 41,197 1,492,000 8.37%
3 LPL Financial LLC 41,778 1,463,000 8.21%
4 JANE STREET GROUP, LLC 38,124 1,381,000 7.75%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,291 1,061,000 5.95%
6 MORGAN STANLEY 27,503 996,000 5.59%
7 CITADEL ADVISORS LLC 26,755 969,000 5.44%
8 DUBUQUE BANK & TRUST CO 23,158 839,000 4.71%
9 UBS Group AG 17,477 633,000 3.55%
10 BANK OF AMERICA CORP /DE/ 10,136 367,000 2.06%
11 HOLDERNESS INVESTMENTS CO 10,100 366,000 2.05%
12 XPONANCE LLC 7,708 279,000 1.56%
13 SCOTIA CAPITAL INC. 7,630 251,000 1.41%
14 ROYAL BANK OF CANADA 1,559 57,000 0.32%
15 Creative Planning 511 19,000 0.11%
16 Winslow, Evans & Crocker, Inc. 468 16,952 0.10%
17 MSI Financial Services Inc 390 14,000 0.08%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 383 14,000 0.08%
19 Tower Research Capital LLC (TRC) 200 7,000 0.04%
20 Lowe Wealth Advisors, LLC 100 4,000 0.02%
21 BANK OF MONTREAL /CAN/ 115 4,000 0.02%
22 CITIGROUP INC 100 4,000 0.02%
23 IFP ADVISORS, INC 82 3,000 0.02%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.