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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 29 Institutional holders with a total value of $67,859,596.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 507,071 26,500,000 39.05%
2 UBS AG 251,068 13,121,000 19.34%
3 Janney Montgomery Scott LLC 131,717 6,883,530 10.14%
4 Camelot Portfolios, LLC 66,182 3,459,000 5.10%
5 ROYAL BANK OF CANADA 58,962 3,082,000 4.54%
6 THRIVENT FINANCIAL FOR LUTHERANS 57,935 3,028,000 4.46%
7 LPL Financial LLC 53,436 2,793,000 4.12%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,529 1,491,000 2.20%
9 SNS Financial Group, LLC 24,077 1,258,000 1.85%
10 Robert W. Baird & Co. Inc 21,095 1,102,000 1.62%
11 BANK OF AMERICA CORP /DE/ 19,369 1,012,000 1.49%
12 SUNTRUST BANKS INC 14,283 746,000 1.10%
13 AMERICAN INTERNATIONAL GROUP, INC. 11,578 605,066 0.89%
14 PRIVATE TRUST CO NA 10,279 537,000 0.79%
15 Cambridge Investment Research Advisors, Inc. 8,923 466,000 0.69%
16 VSR Financial Services, Inc. 7,719 403,000 0.59%
17 Rehmann Capital Advisory Group 5,276 276,000 0.41%
18 Private Advisor Group, LLC 5,149 269,000 0.40%
19 IFC Holdings Incorporated/FL 4,959 259,000 0.38%
20 JANE STREET GROUP, LLC 3,871 202,000 0.30%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,270 66,000 0.10%
22 MSI Financial Services Inc 1,140 60,000 0.09%
23 AMERIPRISE FINANCIAL INC 1,110 58,000 0.09%
24 WELLS FARGO & COMPANY/MN 1,000 52,000 0.08%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 700 37,000 0.05%
26 DEUTSCHE BANK AG\ 700 36,000 0.05%
27 CITIGROUP INC 604 32,000 0.05%
28 Tower Research Capital LLC (TRC) 352 18,000 0.03%
29 WFG Advisors, LP 151 8,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.