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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 70 Institutional holders with a total value of $651,678,124.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,145,042 149,044,000 22.87%
2 MORGAN STANLEY 2,957,451 140,154,000 21.51%
3 FLOW TRADERS U.S. LLC 2,130,660 100,972,000 15.49%
4 AVIANCE CAPITAL MANAGEMENT, LLC 1,248,255 59,155,000 9.08%
5 BANK OF AMERICA CORP /DE/ 532,390 25,230,000 3.87%
6 LPL Financial LLC 487,694 23,039,000 3.54%
7 WELLS FARGO & COMPANY/MN 441,270 20,912,000 3.21%
8 UBS Group AG 431,425 20,445,000 3.14%
9 Financial Management Professionals, Inc. 260,014 12,322,000 1.89%
10 Hudock, Inc. 186,870 8,855,000 1.36%
11 Raymond James Financial Services Advisors, Inc. 177,989 8,435,000 1.29%
12 Janney Capital Management LLC 151,283 7,169,000 1.10%
13 STIFEL FINANCIAL CORP 146,725 6,953,000 1.07%
14 Janney Montgomery Scott LLC 133,629 6,333,000 0.97%
15 JPMORGAN CHASE & CO 119,064 5,642,000 0.87%
16 ROYAL BANK OF CANADA 117,198 5,554,000 0.85%
17 MSI Financial Services Inc 104,324 4,944,000 0.76%
18 BB&T SECURITIES, LLC 100,273 4,751,000 0.73%
19 Camelot Portfolios, LLC 84,123 3,987,000 0.61%
20 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 78,120 3,702,000 0.57%
21 THRIVENT FINANCIAL FOR LUTHERANS 77,974 3,698,000 0.57%
22 IFC Holdings Incorporated/FL 43,320 2,064,000 0.32%
23 AVALON CAPITAL MANAGEMENT 43,511 2,062,000 0.32%
24 NATIONAL PLANNING CORP 42,401 2,019,000 0.31%
25 IFP ADVISORS, INC 39,485 1,871,000 0.29%
26 GOLDMAN SACHS GROUP INC 37,279 1,767,000 0.27%
27 Argentus Capital Management, LLC 36,024 1,707,000 0.26%
28 Virtu KCG Holdings LLC 34,507 1,635,000 0.25%
29 Composition Wealth, LLC 29,696 1,407,000 0.22%
30 AMERICAN INTERNATIONAL GROUP, INC. 27,392 1,298,000 0.20%
31 BANK OF MONTREAL /CAN/ 25,913 1,228,000 0.19%
32 Capital Investment Advisors, LLC 24,569 1,164,000 0.18%
33 SNOWDEN CAPITAL ADVISORS LLC 23,573 1,117,124 0.17%
34 Cambridge Investment Research Advisors, Inc. 15,514 735,000 0.11%
35 BKS ADVISORS, LLC 14,495 687,000 0.11%
36 Commonwealth Equity Services, Inc 14,368 681,000 0.10%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,310 678,000 0.10%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,245 628,000 0.10%
39 ENVESTNET ASSET MANAGEMENT INC 13,176 624,000 0.10%
40 AFAM CAPITAL, INC. 11,459 543,000 0.08%
41 STEPHENS INC /AR/ 10,893 516,000 0.08%
42 Private Advisor Group, LLC 10,425 494,000 0.08%
43 Cetera Advisor Networks LLC 10,209 484,000 0.07%
44 MILLENNIUM MANAGEMENT LLC 10,044 476,000 0.07%
45 GUGGENHEIM CAPITAL LLC 9,656 458,000 0.07%
46 Strategic Capital Alternatives LLC 9,224 437,000 0.07%
47 GREAT LAKES ADVISORS, LLC 8,072 383,000 0.06%
48 PRIVATE TRUST CO NA 8,000 379,000 0.06%
49 Jaffetilchin Investment Partners, LLC 7,095 336,000 0.05%
50 Regal Investment Advisors LLC 6,501 308,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.