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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 35 Institutional holders with a total value of $301,646,042.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 4,116,033 208,024,000 68.96%
2 MORGAN STANLEY 715,763 36,175,000 11.99%
3 BANK OF AMERICA CORP /DE/ 269,453 13,618,000 4.51%
4 UBS Group AG 185,873 9,394,000 3.11%
5 Janney Montgomery Scott LLC 150,787 7,621,000 2.53%
6 LPL Financial LLC 142,851 7,240,000 2.40%
7 BB&T SECURITIES, LLC 5,380 2,719,000 0.90%
8 ROYAL BANK OF CANADA 51,916 2,624,000 0.87%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,839 1,810,000 0.60%
10 THRIVENT FINANCIAL FOR LUTHERANS 33,185 1,689,000 0.56%
11 INVESTMENT CENTERS OF AMERICA INC 31,715 1,605,000 0.53%
12 IFC Holdings Incorporated/FL 28,921 1,455,000 0.48%
13 AMERICAN INTERNATIONAL GROUP, INC. 24,635 1,245,042 0.41%
14 Composition Wealth, LLC 23,400 1,188,000 0.39%
15 Cambridge Investment Research Advisors, Inc. 13,904 703,000 0.23%
16 BANK OF MONTREAL /CAN/ 12,679 641,000 0.21%
17 Atria Investments, Inc 10,592 535,000 0.18%
18 STIFEL FINANCIAL CORP 10,559 534,000 0.18%
19 SUNTRUST BANKS INC 10,380 524,000 0.17%
20 PRIVATE TRUST CO NA 8,000 404,000 0.13%
21 Commonwealth Equity Services, Inc 6,936 351,000 0.12%
22 WESPAC Advisors, LLC 5,800 293,000 0.10%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 4,754 240,000 0.08%
24 GOLDMAN SACHS GROUP INC 4,567 231,000 0.08%
25 NATIONAL PLANNING CORP 4,293 218,000 0.07%
26 MSI Financial Services Inc 3,857 195,000 0.06%
27 WELLS FARGO & COMPANY/MN 2,178 110,000 0.04%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,402 71,000 0.02%
29 Transamerica Financial Advisors, LLC 1,300 66,000 0.02%
30 Regal Investment Advisors LLC 1,175 59,000 0.02%
31 NEXT Financial Group, Inc 500 25,000 0.01%
32 WFG Advisors, LP 359 18,000 0.01%
33 Tower Research Capital LLC (TRC) 231 12,000 0.00%
34 US BANCORP \DE\ 187 9,000 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.