| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 3,753,216 | 180,680,000 | 53.27% | ||
| 2 | MORGAN STANLEY | 1,025,621 | 49,373,000 | 14.56% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 292,420 | 14,077,000 | 4.15% | ||
| 4 | UBS Group AG | 264,524 | 12,734,000 | 3.75% | ||
| 5 | Hudock, Inc. | 207,694 | 9,998,000 | 2.95% | ||
| 6 | LPL Financial LLC | 201,000 | 9,674,000 | 2.85% | ||
| 7 | Janney Montgomery Scott LLC | 189,846 | 9,139,000 | 2.69% | ||
| 8 | Atria Investments, Inc | 439 | 9,128,000 | 2.69% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 134,112 | 6,456,000 | 1.90% | ||
| 10 | STIFEL FINANCIAL CORP | 77,304 | 3,721,000 | 1.10% | ||
| 11 | AFAM CAPITAL, INC. | 69,514 | 3,346,000 | 0.99% | ||
| 12 | ROYAL BANK OF CANADA | 69,420 | 3,342,000 | 0.99% | ||
| 13 | JANE STREET GROUP, LLC | 62,571 | 3,012,000 | 0.89% | ||
| 14 | IFC Holdings Incorporated/FL | 47,003 | 2,299,000 | 0.68% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 42,158 | 2,029,000 | 0.60% | ||
| 16 | NATIONAL PLANNING CORP | 39,856 | 1,950,000 | 0.57% | ||
| 17 | WELLS FARGO & COMPANY/MN | 33,818 | 1,628,000 | 0.48% | ||
| 18 | THRIVENT FINANCIAL FOR LUTHERANS | 31,364 | 1,530,000 | 0.45% | ||
| 19 | JPMORGAN CHASE & CO | 30,355 | 1,461,000 | 0.43% | ||
| 20 | INVESTMENT CENTERS OF AMERICA INC | 29,274 | 1,409,000 | 0.42% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 28,290 | 1,362,000 | 0.40% | ||
| 22 | Composition Wealth, LLC | 27,040 | 1,302,000 | 0.38% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 24,380 | 1,174,000 | 0.35% | ||
| 24 | BKS ADVISORS, LLC | 24,365 | 1,173,000 | 0.35% | ||
| 25 | GOLDMAN SACHS GROUP INC | 22,592 | 1,088,000 | 0.32% | ||
| 26 | BANK OF MONTREAL /CAN/ | 17,692 | 852,000 | 0.25% | ||
| 27 | Commonwealth Equity Services, Inc | 15,740 | 758,000 | 0.22% | ||
| 28 | MILLENNIUM MANAGEMENT LLC | 11,400 | 549,000 | 0.16% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 11,204 | 539,000 | 0.16% | ||
| 30 | SUNTRUST BANKS INC | 10,380 | 499,000 | 0.15% | ||
| 31 | AVIANCE CAPITAL MANAGEMENT, LLC | 10,025 | 483,000 | 0.14% | ||
| 32 | PRIVATE TRUST CO NA | 8,000 | 385,000 | 0.11% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,858 | 282,000 | 0.08% | ||
| 34 | BB&T SECURITIES, LLC | 5,558 | 267,000 | 0.08% | ||
| 35 | M&T BANK CORP | 4,612 | 222,000 | 0.07% | ||
| 36 | MSI Financial Services Inc | 4,613 | 222,000 | 0.07% | ||
| 37 | Legacy Private Trust Co. | 4,560 | 220,000 | 0.06% | ||
| 38 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,494 | 216,000 | 0.06% | ||
| 39 | Cetera Advisor Networks LLC | 4,425 | 213,000 | 0.06% | ||
| 40 | ENVESTNET ASSET MANAGEMENT INC | 2,955 | 142,000 | 0.04% | ||
| 41 | Transamerica Financial Advisors, LLC | 1,300 | 63,000 | 0.02% | ||
| 42 | Regal Investment Advisors LLC | 1,175 | 56,000 | 0.02% | ||
| 43 | HUNTINGTON NATIONAL BANK | 588 | 28,000 | 0.01% | PRN | |
| 44 | Tower Research Capital LLC (TRC) | 508 | 24,000 | 0.01% | ||
| 45 | NEXT Financial Group, Inc | 500 | 24,000 | 0.01% | ||
| 46 | US BANCORP \DE\ | 409 | 20,000 | 0.01% | ||
| 47 | WFG Advisors, LP | 364 | 18,000 | 0.01% | ||
| 48 | Simplicity Solutions, LLC | 101 | 4,862 | 0.00% | ||
| 49 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
