Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 44 Institutional holders with a total value of $338,564,290.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 4,356,718 217,705,000 64.30%
2 MORGAN STANLEY 889,831 44,465,000 13.13%
3 BANK OF AMERICA CORP /DE/ 232,579 11,622,000 3.43%
4 UBS Group AG 194,319 9,710,000 2.87%
5 LPL Financial LLC 182,536 9,147,000 2.70%
6 Janney Montgomery Scott LLC 166,178 8,303,915 2.45%
7 AFAM CAPITAL, INC. 109,162 5,455,000 1.61%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 75,588 3,777,000 1.12%
9 STIFEL FINANCIAL CORP 74,259 3,711,000 1.10%
10 JANE STREET GROUP, LLC 59,004 2,948,000 0.87%
11 ROYAL BANK OF CANADA 57,255 2,861,000 0.85%
12 IFC Holdings Incorporated/FL 42,189 2,114,000 0.62%
13 Raymond James Financial Services Advisors, Inc. 33,028 1,650,000 0.49%
14 THRIVENT FINANCIAL FOR LUTHERANS 31,235 1,556,000 0.46%
15 AMERICAN INTERNATIONAL GROUP, INC. 28,164 1,407,375 0.42%
16 INVESTMENT CENTERS OF AMERICA INC 27,874 1,392,000 0.41%
17 BKS ADVISORS, LLC 23,765 1,188,000 0.35%
18 Cambridge Investment Research Advisors, Inc. 23,691 1,184,000 0.35%
19 JPMORGAN CHASE & CO 23,683 1,183,000 0.35%
20 Composition Wealth, LLC 22,965 1,148,000 0.34%
21 BANK OF MONTREAL /CAN/ 15,014 750,000 0.22%
22 SUNTRUST BANKS INC 10,380 518,000 0.15%
23 GUGGENHEIM CAPITAL LLC 10,101 505,000 0.15%
24 Atria Investments, Inc 10,055 502,000 0.15%
25 GOLDMAN SACHS GROUP INC 9,840 492,000 0.15%
26 Commonwealth Equity Services, Inc 9,710 485,000 0.14%
27 PRIVATE TRUST CO NA 8,000 399,000 0.12%
28 Legacy Private Trust Co. 6,598 330,000 0.10%
29 WESPAC Advisors, LLC 5,800 290,000 0.09%
30 BB&T SECURITIES, LLC 5,468 273,000 0.08%
31 MILLENNIUM MANAGEMENT LLC 4,885 244,000 0.07%
32 NATIONAL PLANNING CORP 4,573 228,000 0.07%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 4,473 224,000 0.07%
34 MSI Financial Services Inc 4,439 222,000 0.07%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,205 160,000 0.05%
36 FolioMetrix LLC 2,562 130,000 0.04%
37 WELLS FARGO & COMPANY/MN 1,825 91,000 0.03%
38 Transamerica Financial Advisors, LLC 1,300 65,000 0.02%
39 Regal Investment Advisors LLC 1,175 58,000 0.02%
40 NEXT Financial Group, Inc 500 24,000 0.01%
41 US BANCORP \DE\ 355 18,000 0.01%
42 WFG Advisors, LP 362 18,000 0.01%
43 Tower Research Capital LLC (TRC) 229 11,000 0.00%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.