Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 39 Institutional holders with a total value of $267,869,877.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,643,253 180,906,000 67.54%
2 MORGAN STANLEY 724,520 35,976,000 13.43%
3 BANK OF AMERICA CORP /DE/ 218,335 10,841,000 4.05%
4 UBS Group AG 154,438 7,669,000 2.86%
5 Janney Montgomery Scott LLC 143,852 7,142,973 2.67%
6 Camelot Portfolios, LLC 83,287 4,136,000 1.54%
7 LPL Financial LLC 59,990 2,979,000 1.11%
8 ROYAL BANK OF CANADA 58,155 2,887,000 1.08%
9 THRIVENT FINANCIAL FOR LUTHERANS 56,500 2,797,000 1.04%
10 Virtu KCG Holdings LLC 28,389 1,410,000 0.53%
11 IFC Holdings Incorporated/FL 27,084 1,345,000 0.50%
12 AMERICAN INTERNATIONAL GROUP, INC. 23,769 1,180,234 0.44%
13 Composition Wealth, LLC 22,700 1,127,000 0.42%
14 INVESTMENT CENTERS OF AMERICA INC 21,307 1,056,000 0.39%
15 PARAMETRIC PORTFOLIO ASSOCIATES LLC 18,656 926,000 0.35%
16 JANE STREET GROUP, LLC 15,516 770,000 0.29%
17 Cambridge Investment Research Advisors, Inc. 13,887 690,000 0.26%
18 Atria Investments, Inc 13,558 673,000 0.25%
19 SUNTRUST BANKS INC 10,600 526,000 0.20%
20 STIFEL FINANCIAL CORP 10,208 507,000 0.19%
21 BANK OF MONTREAL /CAN/ 8,657 430,000 0.16%
22 PRIVATE TRUST CO NA 8,000 397,000 0.15%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 5,668 281,000 0.10%
24 WELLS FARGO & COMPANY/MN 4,745 235,000 0.09%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,403 219,000 0.08%
26 TWO SIGMA SECURITIES, LLC 4,246 211,000 0.08%
27 MSI Financial Services Inc 3,372 167,000 0.06%
28 DEUTSCHE BANK AG\ 2,417 120,000 0.04%
29 Regal Investment Advisors LLC 1,378 68,000 0.03%
30 NATIONAL PLANNING CORP 965 47,739 0.02%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 943 47,000 0.02%
32 NEXT Financial Group, Inc 500 25,000 0.01%
33 CITIGROUP INC 414 21,000 0.01%
34 WFG Advisors, LP 357 18,000 0.01%
35 Tower Research Capital LLC (TRC) 297 15,000 0.01%
36 Stratos Wealth Partners, LTD. 200 9,931 0.00%
37 US BANCORP \DE\ 187 9,000 0.00%
38 B. Riley Wealth Advisors, Inc. 95 5,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.