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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 31 Institutional holders with a total value of $92,899,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 895,976 47,191,000 50.80%
2 UBS AG 303,333 15,977,000 17.20%
3 Janney Montgomery Scott LLC 134,187 7,067,629 7.61%
4 ROYAL BANK OF CANADA 62,970 3,317,000 3.57%
5 LPL Financial LLC 62,978 3,317,000 3.57%
6 THRIVENT FINANCIAL FOR LUTHERANS 58,860 3,101,000 3.34%
7 Bluefin Trading, LLC 38,889 2,000,000 2.15%
8 SNS Financial Group, LLC 30,245 1,593,000 1.71%
9 BANK OF AMERICA CORP /DE/ 27,790 1,464,000 1.58%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,769 1,303,000 1.40%
11 Robert W. Baird & Co. Inc 20,771 1,094,000 1.18%
12 INVESTMENT CENTERS OF AMERICA INC 18,716 983,000 1.06%
13 AMERICAN INTERNATIONAL GROUP, INC. 13,487 710,360 0.76%
14 SUNTRUST BANKS INC 12,017 632,000 0.68%
15 Cambridge Investment Research Advisors, Inc. 11,915 628,000 0.68%
16 PRIVATE TRUST CO NA 8,751 461,000 0.50%
17 VSR Financial Services, Inc. 8,551 450,000 0.48%
18 Legacy Private Trust Co. 7,720 407,000 0.44%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 5,064 267,000 0.29%
20 IFC Holdings Incorporated/FL 4,329 229,000 0.25%
21 WELLS FARGO & COMPANY/MN 3,033 159,000 0.17%
22 MSI Financial Services Inc 2,540 134,000 0.14%
23 BANK OF MONTREAL /CAN/ 2,054 108,000 0.12%
24 DEUTSCHE BANK AG\ 1,885 99,000 0.11%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,457 77,000 0.08%
26 NEXT Financial Group, Inc 734 38,000 0.04%
27 CITIGROUP INC 604 32,000 0.03%
28 WFG Advisors, LP 593 31,000 0.03%
29 Regal Investment Advisors LLC 450 24,000 0.03%
30 B. Riley Wealth Advisors, Inc. 95 4,989 0.01%
31 Tower Research Capital LLC (TRC) 24 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.