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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 70 Institutional holders with a total value of $651,678,124.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Winslow, Evans & Crocker, Inc. 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 ADIRONDACK TRUST CO 45 2,000 0.00%
4 GUPTA WEALTH MANAGEMENT LLC 56 3,000 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 150 7,000 0.00%
6 Tower Research Capital LLC (TRC) 200 9,000 0.00%
7 US BANCORP \DE\ 257 12,000 0.00%
8 Gradient Investments LLC 245 12,000 0.00%
9 Advisory Services Network, LLC 675 32,000 0.00%
10 WFG Advisors, LP 1,070 51,000 0.01%
11 WASHINGTON TRUST BANK 1,106 52,000 0.01%
12 NEXT Financial Group, Inc 1,159 54,000 0.01%
13 Shamrock Asset Management LLC 3,450 163,000 0.03%
14 BENJAMIN F. EDWARDS & COMPANY, INC. 4,544 215,000 0.03%
15 Legacy Private Trust Co. 4,560 216,000 0.03%
16 OPTIMUM INVESTMENT ADVISORS 5,525 262,000 0.04%
17 OPPENHEIMER & CO INC 5,550 263,000 0.04%
18 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5,608 266,000 0.04%
19 INVESTMENT CENTERS OF AMERICA INC 5,932 280,000 0.04%
20 PARK NATIONAL CORP /OH/ 6,275 297,000 0.05%
21 Regal Investment Advisors LLC 6,501 308,000 0.05%
22 Jaffetilchin Investment Partners, LLC 7,095 336,000 0.05%
23 PRIVATE TRUST CO NA 8,000 379,000 0.06%
24 GREAT LAKES ADVISORS, LLC 8,072 383,000 0.06%
25 Strategic Capital Alternatives LLC 9,224 437,000 0.07%
26 GUGGENHEIM CAPITAL LLC 9,656 458,000 0.07%
27 MILLENNIUM MANAGEMENT LLC 10,044 476,000 0.07%
28 Cetera Advisor Networks LLC 10,209 484,000 0.07%
29 Private Advisor Group, LLC 10,425 494,000 0.08%
30 STEPHENS INC /AR/ 10,893 516,000 0.08%
31 AFAM CAPITAL, INC. 11,459 543,000 0.08%
32 ENVESTNET ASSET MANAGEMENT INC 13,176 624,000 0.10%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,245 628,000 0.10%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,310 678,000 0.10%
35 Commonwealth Equity Services, Inc 14,368 681,000 0.10%
36 BKS ADVISORS, LLC 14,495 687,000 0.11%
37 Cambridge Investment Research Advisors, Inc. 15,514 735,000 0.11%
38 SNOWDEN CAPITAL ADVISORS LLC 23,573 1,117,124 0.17%
39 Capital Investment Advisors, LLC 24,569 1,164,000 0.18%
40 BANK OF MONTREAL /CAN/ 25,913 1,228,000 0.19%
41 AMERICAN INTERNATIONAL GROUP, INC. 27,392 1,298,000 0.20%
42 Composition Wealth, LLC 29,696 1,407,000 0.22%
43 Virtu KCG Holdings LLC 34,507 1,635,000 0.25%
44 Argentus Capital Management, LLC 36,024 1,707,000 0.26%
45 GOLDMAN SACHS GROUP INC 37,279 1,767,000 0.27%
46 IFP ADVISORS, INC 39,485 1,871,000 0.29%
47 NATIONAL PLANNING CORP 42,401 2,019,000 0.31%
48 AVALON CAPITAL MANAGEMENT 43,511 2,062,000 0.32%
49 IFC Holdings Incorporated/FL 43,320 2,064,000 0.32%
50 THRIVENT FINANCIAL FOR LUTHERANS 77,974 3,698,000 0.57%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.