Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 85 Institutional holders with a total value of $777,204,282.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 PNC FINANCIAL SERVICES GROUP, INC. 150 7,000 0.00%
3 D.A. DAVIDSON & CO. 200 9,000 0.00%
4 WASHINGTON TRUST BANK 413 20,000 0.00%
5 HUNTINGTON NATIONAL BANK 588 29,000 0.00% PRN
6 Carroll Financial Associates, Inc. 942 45,000 0.01%
7 NEXT Financial Group, Inc 1,201 58,000 0.01%
8 WFG Advisors, LP 1,822 89,000 0.01%
9 Avior Wealth Management, LLC 2,143 104,000 0.01%
10 Advisory Services Network, LLC 2,377 116,000 0.01%
11 US BANCORP \DE\ 2,620 127,000 0.02%
12 Jaffetilchin Investment Partners, LLC 4,762 232,000 0.03%
13 OPPENHEIMER & CO INC 5,250 255,000 0.03%
14 Stratos Wealth Partners, LTD. 5,388 262,000 0.03%
15 Winslow, Evans & Crocker, Inc. 5,774 280,848 0.04%
16 Hudock, Inc. 5,876 285,000 0.04%
17 Prospera Financial Services Inc 5,904 287,000 0.04%
18 WAYNE HUMMER INVESTMENTS L.L.C. 5,922 288,000 0.04%
19 GUGGENHEIM CAPITAL LLC 6,205 302,000 0.04%
20 Concert Wealth Management Inc. 6,207 305,000 0.04%
21 INVESTMENT CENTERS OF AMERICA INC 6,768 329,000 0.04%
22 HL FINANCIAL SERVICES LLC 6,888 335,000 0.04%
23 Regal Investment Advisors LLC 7,220 351,000 0.05%
24 PRIVATE TRUST CO NA 8,000 389,000 0.05%
25 OLD MISSION CAPITAL LLC 8,570 417,000 0.05%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9,831 478,000 0.06%
27 Shamrock Asset Management LLC 10,940 532,000 0.07%
28 GOLDMAN SACHS GROUP INC 11,771 573,000 0.07%
29 OPTIMUM INVESTMENT ADVISORS 12,805 623,000 0.08%
30 BKS ADVISORS, LLC 12,895 627,000 0.08%
31 GREAT LAKES ADVISORS, LLC 13,221 643,000 0.08%
32 HighTower Advisors, LLC 14,495 705,000 0.09%
33 SignalPoint Asset Management, LLC 14,717 716,000 0.09%
34 FOUNDERS FINANCIAL SECURITIES LLC 15,519 755,000 0.10%
35 CORNERSTONE WEALTH MANAGEMENT, LLC 15,555 757,000 0.10%
36 Commonwealth Equity Services, Inc 18,457 898,000 0.12%
37 Cetera Advisor Networks LLC 20,527 998,000 0.13%
38 STEPHENS INC /AR/ 20,618 1,003,000 0.13%
39 ENVESTNET ASSET MANAGEMENT INC 20,941 1,019,000 0.13%
40 Private Advisor Group, LLC 21,794 1,060,000 0.14%
41 Argentus Capital Management, LLC 23,644 1,150,000 0.15%
42 SNOWDEN CAPITAL ADVISORS LLC 27,990 1,361,434 0.18%
43 RAYMOND JAMES & ASSOCIATES 28,021 1,363,000 0.18%
44 PARK NATIONAL CORP /OH/ 28,453 1,384,000 0.18%
45 BERGANKDV WEALTH MANAGEMENT, LLC 29,587 1,439,000 0.19%
46 ADVISOR GROUP, INC. 30,516 1,483,000 0.19%
47 Capital Investment Advisors, LLC 32,199 1,566,000 0.20%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,051 1,608,000 0.21%
49 BAIRD FINANCIAL GROUP, INC. 33,284 1,619,000 0.21%
50 Fort Point Capital Partners LLC 34,760 1,691,000 0.22%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.