Dark
Light
System
Security
FIRST TR EXCNGE TRD ALPHADEX
FIRST TR EXCNGE TRD ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 36 Institutional holders with a total value of $41,394,924.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CITIGROUP INC 70 2,000 0.00%
3 Winslow, Evans & Crocker, Inc. 126 3,924 0.01%
4 GENEOS WEALTH MANAGEMENT INC. 172 5,000 0.01%
5 BELLWETHER INVESTMENT GROUP, LLC 242 8,000 0.02%
6 CREATIVE FINANCIAL DESIGNS INC /ADV 324 10,000 0.02%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 454 14,000 0.03%
8 Transamerica Financial Advisors, LLC 533 17,000 0.04%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 791 25,000 0.06%
10 ADVISOR GROUP, INC. 2,178 69,000 0.17%
11 PNC FINANCIAL SERVICES GROUP, INC. 2,346 74,000 0.18%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,355 74,000 0.18%
13 D.A. DAVIDSON & CO. 3,419 107,000 0.26%
14 WFG Advisors, LP 5,088 160,000 0.39%
15 IFP ADVISORS, INC 6,155 193,000 0.47%
16 Stratos Wealth Partners, LTD. 7,473 235,000 0.57%
17 Janney Montgomery Scott LLC 8,375 263,000 0.64%
18 OLD NATIONAL BANCORP /IN/ 9,495 298,000 0.72%
19 CORNERSTONE WEALTH MANAGEMENT, LLC 10,120 319,000 0.77%
20 Cambridge Investment Research Advisors, Inc. 10,347 325,000 0.79%
21 GOLDMAN SACHS GROUP INC 11,101 348,000 0.84%
22 Commonwealth Equity Services, Inc 14,388 452,000 1.09%
23 MSI Financial Services Inc 16,956 532,000 1.29%
24 HighTower Advisors, LLC 19,671 617,000 1.49%
25 ROYAL BANK OF CANADA 20,263 636,000 1.54%
26 UBS Group AG 38,286 1,202,000 2.90%
27 JANE STREET GROUP, LLC 46,699 1,466,000 3.54%
28 CREDIT SUISSE AG/ 48,271 1,515,000 3.66%
29 BANK OF AMERICA CORP /DE/ 50,719 1,592,000 3.85%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 55,993 1,758,000 4.25%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,567 1,807,000 4.37%
32 RAYMOND JAMES & ASSOCIATES 75,215 2,361,000 5.70%
33 BSC PRIVATE WEALTH MANAGEMENT, LLC 78,422 2,477,000 5.98%
34 LPL Financial LLC 108,386 3,423,000 8.27%
35 WELLS FARGO & COMPANY/MN 265,146 8,323,000 20.11%
36 MORGAN STANLEY 340,371 10,684,000 25.81%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.