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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 75 Institutional holders with a total value of $473,099,971.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,040,842 98,144,000 20.74%
2 WELLS FARGO & COMPANY/MN 1,703,187 81,906,000 17.31%
3 UBS Group AG 1,133,514 54,511,000 11.52%
4 Raymond James Financial Services Advisors, Inc. 783,673 37,688,000 7.97%
5 Astor Investment Management LLC 544,798 26,199,000 5.54%
6 LPL Financial LLC 488,776 24,380,000 5.15%
7 BANK OF AMERICA CORP /DE/ 310,554 14,935,000 3.16%
8 Janney Montgomery Scott LLC 251,352 12,088,000 2.56%
9 Transamerica Financial Advisors, LLC 249,961 12,021,000 2.54%
10 AVIANCE CAPITAL MANAGEMENT, LLC 218,279 10,497,000 2.22%
11 BAIRD FINANCIAL GROUP, INC. 205,895 9,902,000 2.09%
12 RAYMOND JAMES & ASSOCIATES 199,569 9,597,000 2.03%
13 ENVESTNET ASSET MANAGEMENT INC 128,114 6,161,000 1.30%
14 CREDIT SUISSE AG/ 123,080 5,919,000 1.25%
15 STIFEL FINANCIAL CORP 121,952 5,865,000 1.24%
16 HL FINANCIAL SERVICES LLC 111,730 5,373,000 1.14%
17 GOLDMAN SACHS GROUP INC 106,020 5,099,000 1.08%
18 CITADEL ADVISORS LLC 95,744 4,604,000 0.97%
19 BB&T SECURITIES, LLC 88,785 4,269,000 0.90%
20 Legacy Private Trust Co. 83,002 3,992,000 0.84%
21 ROYAL BANK OF CANADA 69,173 3,327,000 0.70%
22 AMERIPRISE FINANCIAL INC 63,502 3,054,000 0.65%
23 Commonwealth Equity Services, Inc 58,633 2,820,000 0.60%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,622 2,386,000 0.50%
25 JANE STREET GROUP, LLC 45,650 2,195,000 0.46%
26 First Allied Advisory Services, Inc. 41,479 2,000,000 0.42%
27 AMERICAN INTERNATIONAL GROUP, INC. 38,233 1,838,000 0.39%
28 Virtu Financial LLC 35,037 1,685,000 0.36%
29 Cambridge Investment Research Advisors, Inc. 32,263 1,552,000 0.33%
30 JPMORGAN CHASE & CO 31,308 1,505,000 0.32%
31 MSI Financial Services Inc 30,704 1,477,000 0.31%
32 SMITH HAYES Advisers, Inc 28,991 1,394,000 0.29%
33 Virtu KCG Holdings LLC 25,672 1,235,000 0.26%
34 PARK NATIONAL CORP /OH/ 22,605 1,087,000 0.23%
35 PNC FINANCIAL SERVICES GROUP, INC. 22,621 1,087,000 0.23%
36 B. Riley Wealth Advisors, Inc. 18,558 894,000 0.19%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,298 783,000 0.17%
38 CAHILL FINANCIAL ADVISORS INC 15,434 743,000 0.16%
39 VOYA FINANCIAL ADVISORS, INC. 15,430 732,000 0.15%
40 Kovack Advisors, Inc. 14,253 685,000 0.14%
41 Bison Wealth, LLC 12,993 625,000 0.13%
42 OPPENHEIMER & CO INC 12,308 592,000 0.13%
43 CITIGROUP INC 11,792 567,000 0.12%
44 Sigma Planning Corp 11,744 565,000 0.12%
45 FIRST TRUST ADVISORS LP 11,360 546,000 0.12%
46 VSR Financial Services, Inc. 11,233 540,000 0.11%
47 Cetera Advisors LLC 10,229 495,000 0.10%
48 Stratos Wealth Partners, LTD. 8,835 425,000 0.09%
49 USCA RIA LLC 7,977 384,000 0.08%
50 INVESTMENT CENTERS OF AMERICA INC 7,361 351,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.