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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 77 Institutional holders with a total value of $352,233,366.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,206,018 59,855,000 16.99%
2 WELLS FARGO & COMPANY/MN 969,591 48,121,000 13.66%
3 UBS Group AG 790,127 39,214,000 11.13%
4 LPL Financial LLC 655,464 31,928,000 9.06%
5 Raymond James Financial Services Advisors, Inc. 538,827 26,742,000 7.59%
6 BAIRD FINANCIAL GROUP, INC. 217,577 10,798,000 3.07%
7 Astor Investment Management LLC 208,443 10,345,000 2.94%
8 BANK OF AMERICA CORP /DE/ 207,287 10,288,000 2.92%
9 STIFEL FINANCIAL CORP 192,690 9,563,000 2.71%
10 RAYMOND JAMES & ASSOCIATES 189,917 9,426,000 2.68%
11 ROYAL BANK OF CANADA 184,491 9,156,000 2.60%
12 GFS Advisors, LLC 350,250 7,057,000 2.00%
13 USCA RIA LLC 350,250 7,057,000 2.00%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 132,525 6,577,000 1.87%
15 JANE STREET GROUP, LLC 106,999 5,310,000 1.51%
16 ENVESTNET ASSET MANAGEMENT INC 95,847 4,757,000 1.35%
17 Legacy Private Trust Co. 95,534 4,741,000 1.35%
18 AVIANCE CAPITAL MANAGEMENT, LLC 89,275 4,431,000 1.26%
19 HL FINANCIAL SERVICES LLC 84,842 4,211,000 1.20%
20 Janney Montgomery Scott LLC 66,961 3,323,000 0.94%
21 Virtu Financial LLC 57,347 2,846,000 0.81%
22 Transamerica Financial Advisors, LLC 55,345 2,747,000 0.78%
23 AMERIPRISE FINANCIAL INC 53,363 2,648,000 0.75%
24 Commonwealth Equity Services, Inc 51,719 2,567,000 0.73%
25 GOLDMAN SACHS GROUP INC 46,534 2,309,000 0.66%
26 AMERICAN INTERNATIONAL GROUP, INC. 42,802 2,124,000 0.60%
27 SNOWDEN CAPITAL ADVISORS LLC 38,629 1,917,138 0.54%
28 Virtu KCG Holdings LLC 33,632 1,669,000 0.47%
29 PARK NATIONAL CORP /OH/ 22,591 1,121,000 0.32%
30 Cambridge Investment Research Advisors, Inc. 21,660 1,075,000 0.31%
31 First Allied Advisory Services, Inc. 20,996 1,039,000 0.29%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,672 976,000 0.28%
33 CITADEL ADVISORS LLC 18,878 937,000 0.27%
34 JPMORGAN CHASE & CO 18,177 902,000 0.26%
35 FIRST TRUST ADVISORS LP 18,041 895,000 0.25%
36 SMITH HAYES Advisers, Inc 17,753 881,000 0.25%
37 PNC FINANCIAL SERVICES GROUP, INC. 17,495 868,000 0.25%
38 CETERA INVESTMENT ADVISERS 15,982 791,000 0.22%
39 VOYA FINANCIAL ADVISORS, INC. 15,864 785,000 0.22%
40 BB&T SECURITIES, LLC 14,078 698,000 0.20%
41 VSR Financial Services, Inc. 13,527 671,000 0.19%
42 MSI Financial Services Inc 13,276 659,000 0.19%
43 CAHILL FINANCIAL ADVISORS INC 11,556 574,000 0.16%
44 CITIGROUP INC 10,922 542,000 0.15%
45 CORNERSTONE WEALTH MANAGEMENT, LLC 18,119 514,000 0.15%
46 Atria Investments, Inc 9,746 484,000 0.14%
47 OPPENHEIMER & CO INC 9,718 482,000 0.14%
48 Cetera Advisors LLC 9,280 461,000 0.13%
49 GIRARD SECURITIES, INC. 7,697 381,000 0.11%
50 INVESTMENT CENTERS OF AMERICA INC 7,589 374,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.