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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 69 Institutional holders with a total value of $476,788,412.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,057,166 112,280,000 23.55%
2 WELLS FARGO & COMPANY/MN 1,641,231 89,578,000 18.79%
3 UBS Group AG 1,187,082 64,791,000 13.59%
4 LPL Financial LLC 586,298 31,889,000 6.69%
5 Astor Investment Management LLC 439,301 23,977,000 5.03%
6 BB&T SECURITIES, LLC 41,868 22,851,000 4.79%
7 BANK OF AMERICA CORP /DE/ 337,039 18,396,000 3.86%
8 Janney Montgomery Scott LLC 265,337 14,482,000 3.04%
9 ROYAL BANK OF CANADA 199,932 10,913,000 2.29%
10 Robert W. Baird & Co. Inc 160,804 8,777,000 1.84%
11 Legacy Private Trust Co. 125,406 6,845,000 1.44%
12 STIFEL FINANCIAL CORP 123,784 6,756,000 1.42%
13 ENVESTNET ASSET MANAGEMENT INC 98,440 5,373,000 1.13%
14 HL FINANCIAL SERVICES LLC 93,113 5,082,000 1.07%
15 AVIANCE CAPITAL MANAGEMENT, LLC 92,050 5,024,000 1.05%
16 AMERIPRISE FINANCIAL INC 89,430 4,882,000 1.02%
17 RAYMOND JAMES & ASSOCIATES 84,326 4,603,000 0.97%
18 Transamerica Financial Advisors, LLC 71,690 3,913,000 0.82%
19 Cetera Advisors LLC 60,046 3,274,000 0.69%
20 Commonwealth Equity Services, Inc 56,895 3,105,000 0.65%
21 GOLDMAN SACHS GROUP INC 54,065 2,951,000 0.62%
22 AMERICAN INTERNATIONAL GROUP, INC. 49,371 2,694,646 0.57%
23 First Allied Advisory Services, Inc. 47,280 2,575,000 0.54%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,951 2,016,000 0.42%
25 D.A. DAVIDSON & CO. 36,468 1,990,000 0.42%
26 JPMORGAN CHASE & CO 29,642 1,618,000 0.34%
27 Cambridge Investment Research Advisors, Inc. 24,792 1,353,000 0.28%
28 OPPENHEIMER & CO INC 23,931 1,306,000 0.27%
29 PNC FINANCIAL SERVICES GROUP, INC. 22,095 1,206,000 0.25%
30 Virtu Financial LLC 20,209 1,103,000 0.23%
31 PARK NATIONAL CORP /OH/ 19,210 1,048,000 0.22%
32 B. Riley Wealth Advisors, Inc. 17,868 975,000 0.20%
33 CAHILL FINANCIAL ADVISORS INC 17,255 942,000 0.20%
34 Raymond James Financial Services Advisors, Inc. 13,829 755,000 0.16%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,677 692,000 0.15%
36 INVESTMENT CENTERS OF AMERICA INC 12,462 683,000 0.14%
37 FIRST TRUST ADVISORS LP 11,635 635,000 0.13%
38 VSR Financial Services, Inc. 10,762 587,000 0.12%
39 VOYA FINANCIAL ADVISORS, INC. 10,206 559,000 0.12%
40 USCA RIA LLC 8,176 446,000 0.09%
41 Kovack Advisors, Inc. 6,689 365,000 0.08%
42 MANAGED ACCOUNT ADVISORS LLC 6,296 344,000 0.07%
43 COMERICA SECURITIES INC 5,661 309,000 0.06%
44 SYNOVUS FINANCIAL CORP 5,579 304,000 0.06%
45 Sigma Planning Corp 5,536 302,000 0.06%
46 MSI Financial Services Inc 4,844 264,000 0.06%
47 Simplicity Solutions, LLC 4,130 225,412 0.05%
48 RAYMOND JAMES TRUST N.A. 4,069 222,000 0.05%
49 Private Advisor Group, LLC 3,877 212,000 0.04%
50 WFG Advisors, LP 3,881 212,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.