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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 65 Institutional holders with a total value of $496,640,413.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,786,310 95,478,000 19.22%
2 WELLS FARGO & COMPANY/MN 1,389,142 74,250,000 14.95%
3 UBS AG 1,234,046 65,960,000 13.28%
4 Dorsey Wright & Associates 600,206 31,838,000 6.41%
5 LPL Financial LLC 577,713 30,879,000 6.22%
6 BANK OF AMERICA CORP /DE/ 500,143 26,733,000 5.38%
7 CHURCHILL MANAGEMENT Corp 498,263 26,632,000 5.36%
8 RAYMOND JAMES & ASSOCIATES 472,513 25,256,000 5.09%
9 Arrow Investment Advisors, LLC 419,200 22,406,000 4.51%
10 Janney Montgomery Scott LLC 246,048 13,151,269 2.65%
11 ROYAL BANK OF CANADA 225,921 12,075,000 2.43%
12 Astor Investment Management LLC 198,119 10,589,000 2.13%
13 BB&T SECURITIES, LLC 15,198 8,123,000 1.64%
14 Robert W. Baird & Co. Inc 130,258 6,962,000 1.40%
15 HL FINANCIAL SERVICES LLC 89,447 4,781,000 0.96%
16 STIFEL FINANCIAL CORP 78,420 4,192,000 0.84%
17 AMERIPRISE FINANCIAL INC 68,763 3,675,000 0.74%
18 Cetera Advisors LLC 48,241 2,573,000 0.52%
19 Commonwealth Equity Services, Inc 45,443 2,429,000 0.49%
20 JPMORGAN CHASE & CO 41,822 2,235,000 0.45%
21 JANE STREET GROUP, LLC 41,078 2,196,000 0.44%
22 D.A. DAVIDSON & CO. 36,449 1,948,000 0.39%
23 Private Advisor Group, LLC 28,299 1,513,000 0.30%
24 Cambridge Investment Research Advisors, Inc. 27,409 1,465,000 0.29%
25 OPPENHEIMER & CO INC 27,009 1,444,000 0.29%
26 DEUTSCHE BANK AG\ 25,951 1,387,000 0.28%
27 VSR Financial Services, Inc. 23,966 1,281,000 0.26%
28 AMERICAN INTERNATIONAL GROUP, INC. 23,744 1,269,117 0.26%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,566 1,206,000 0.24%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 19,015 1,016,000 0.20%
31 FIRST TRUST ADVISORS LP 17,801 951,000 0.19%
32 CAHILL FINANCIAL ADVISORS INC 17,011 910,000 0.18%
33 GOLDMAN SACHS GROUP INC 15,397 823,000 0.17%
34 Placemark Investments, Inc. 13,559 724,000 0.15%
35 Legacy Private Trust Co. 12,042 644,000 0.13%
36 B. Riley Wealth Advisors, Inc. 23,028 621,392 0.13%
37 INVESTMENT CENTERS OF AMERICA INC 11,057 592,000 0.12%
38 ENVESTNET ASSET MANAGEMENT INC 10,587 566,000 0.11%
39 First Allied Advisory Services, Inc. 9,073 482,000 0.10%
40 RAYMOND JAMES TRUST N.A. 8,939 478,000 0.10%
41 PARK NATIONAL CORP /OH/ 8,610 460,205 0.09%
42 USCA RIA LLC 8,515 455,000 0.09%
43 COMERICA SECURITIES INC 8,268 442,000 0.09%
44 NATIONAL PLANNING CORP 7,500 401,000 0.08%
45 NEW ENGLAND SECURITIES CORP /MA/ 7,242 387,000 0.08%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,560 351,000 0.07%
47 SII INVESTMENTS INC/WI 6,483 345,000 0.07%
48 B. Riley Wealth Management, Inc. 5,967 318,000 0.06%
49 Baker Avenue Asset Management, LP 5,400 289,000 0.06%
50 MARINER INDEPENDENT ADVISOR NETWORK, LLC 5,263 281,307 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.