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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 71 Institutional holders with a total value of $538,758,941.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,187,770 117,898,000 21.88%
2 WELLS FARGO & COMPANY/MN 1,794,376 96,699,000 17.95%
3 UBS Group AG 1,289,199 69,475,000 12.90%
4 LPL Financial LLC 562,753 30,113,000 5.59%
5 Astor Investment Management LLC 506,770 27,310,000 5.07%
6 Arrow Investment Advisors, LLC 458,032 24,684,000 4.58%
7 BANK OF AMERICA CORP /DE/ 363,722 19,601,000 3.64%
8 Janney Montgomery Scott LLC 261,847 14,110,938 2.62%
9 AVIANCE CAPITAL MANAGEMENT, LLC 185,212 9,981,000 1.85%
10 ROYAL BANK OF CANADA 179,264 9,660,000 1.79%
11 BAIRD FINANCIAL GROUP, INC. 176,899 9,533,000 1.77%
12 Transamerica Financial Advisors, LLC 162,930 8,781,000 1.63%
13 Dorsey Wright & Associates 160,131 8,724,000 1.62%
14 RAYMOND JAMES & ASSOCIATES 153,559 8,275,000 1.54%
15 ENVESTNET ASSET MANAGEMENT INC 126,912 6,839,000 1.27%
16 STIFEL FINANCIAL CORP 125,981 6,789,000 1.26%
17 Legacy Private Trust Co. 106,111 5,718,000 1.06%
18 HL FINANCIAL SERVICES LLC 98,674 5,317,000 0.99%
19 AMERIPRISE FINANCIAL INC 94,449 5,093,000 0.95%
20 GOLDMAN SACHS GROUP INC 85,936 4,631,000 0.86%
21 JANE STREET GROUP, LLC 69,540 3,748,000 0.70%
22 Cetera Advisors LLC 67,663 3,649,000 0.68%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 64,450 3,473,000 0.64%
24 Commonwealth Equity Services, Inc 59,324 3,197,000 0.59%
25 Raymond James Financial Services Advisors, Inc. 55,952 3,015,000 0.56%
26 VSR Financial Services, Inc. 45,491 2,451,000 0.45%
27 First Allied Advisory Services, Inc. 43,523 2,337,000 0.43%
28 JPMORGAN CHASE & CO 43,039 2,319,000 0.43%
29 BB&T SECURITIES, LLC 40,061 2,158,000 0.40%
30 Cambridge Investment Research Advisors, Inc. 37,888 2,042,000 0.38%
31 D.A. DAVIDSON & CO. 36,728 1,979,000 0.37%
32 AMERICAN INTERNATIONAL GROUP, INC. 34,549 1,861,848 0.35%
33 SMITH HAYES Advisers, Inc 32,811 1,768,000 0.33%
34 OPPENHEIMER & CO INC 30,136 1,624,000 0.30%
35 PNC FINANCIAL SERVICES GROUP, INC. 23,218 1,252,000 0.23%
36 PARK NATIONAL CORP /OH/ 22,705 1,224,000 0.23%
37 B. Riley Wealth Advisors, Inc. 17,868 964,000 0.18%
38 CAHILL FINANCIAL ADVISORS INC 16,925 913,000 0.17%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,268 823,000 0.15%
40 VOYA FINANCIAL ADVISORS, INC. 13,926 749,000 0.14%
41 Kovack Advisors, Inc. 12,638 681,000 0.13%
42 CITADEL ADVISORS LLC 12,101 652,000 0.12%
43 FIRST TRUST ADVISORS LP 11,360 612,000 0.11%
44 MANAGED ACCOUNT ADVISORS LLC 10,506 566,000 0.11%
45 Simplicity Solutions, LLC 10,294 555,297 0.10%
46 CITIGROUP INC 10,085 543,000 0.10%
47 INVESTMENT CENTERS OF AMERICA INC 9,398 507,000 0.09%
48 USCA RIA LLC 8,177 441,000 0.08%
49 Virtu Financial LLC 7,004 377,000 0.07%
50 COMERICA SECURITIES INC 5,555 299,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.