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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 73 Institutional holders with a total value of $176,494,026.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 US BANCORP \DE\ 17 1,000 0.00%
3 BlackRock Finance, Inc. 77 4,000 0.00%
4 INTEGRATED WEALTH MANAGEMENT 66 4,000 0.00%
5 WEALTHPLAN PARTNERS, LLC 93 5,024 0.00%
6 Capital Analysts, LLC 100 5,430 0.00%
7 Gradient Investments LLC 172 9,000 0.01%
8 Advisory Services Network, LLC 163 9,000 0.01%
9 West Oak Capital, LLC 250 13,575 0.01%
10 Patten Group, Inc. 406 21,502 0.01%
11 Financial Architects, Inc 400 22,000 0.01%
12 Ameritas Investment Partners, Inc. 506 27,000 0.02%
13 PITTENGER & ANDERSON INC 550 30,000 0.02%
14 Winslow, Evans & Crocker, Inc. 1,200 65,162 0.04%
15 GENEOS WEALTH MANAGEMENT INC. 1,325 71,000 0.04%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,429 78,000 0.04%
17 Creative Planning 1,583 86,000 0.05%
18 NEXT Financial Group, Inc 1,645 89,000 0.05%
19 GLENMEDE TRUST CO NA 2,325 126,000 0.07%
20 CIBC WORLD MARKET INC. 4,225 229,000 0.13%
21 PNC FINANCIAL SERVICES GROUP, INC. 4,409 240,000 0.14%
22 WFG Advisors, LP 4,530 246,000 0.14%
23 Concert Wealth Management Inc. 4,772 259,000 0.15%
24 Sigma Planning Corp 5,355 291,000 0.16%
25 Cetera Advisor Networks LLC 5,701 310,000 0.18%
26 First Allied Advisory Services, Inc. 5,837 317,000 0.18%
27 Stratos Wealth Partners, LTD. 6,684 363,000 0.21%
28 BAIRD FINANCIAL GROUP, INC. 7,165 389,000 0.22%
29 ENVESTNET ASSET MANAGEMENT INC 7,602 413,000 0.23%
30 Tower Research Capital LLC (TRC) 7,784 423,000 0.24%
31 IFP ADVISORS, INC 8,205 446,000 0.25%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,241 447,000 0.25%
33 WEDBUSH SECURITIES INC 8,230 447,000 0.25%
34 CETERA INVESTMENT ADVISERS 8,635 472,000 0.27%
35 SNOWDEN CAPITAL ADVISORS LLC 9,159 497,333 0.28%
36 M&T BANK CORP 9,231 501,000 0.28%
37 OPPENHEIMER & CO INC 9,940 540,000 0.31%
38 First Heartland Consultants, Inc. 10,287 559,000 0.32%
39 STIFEL FINANCIAL CORP 10,591 575,000 0.33%
40 JPMORGAN CHASE & CO 10,767 585,000 0.33%
41 Timber Hill LLC 10,886 591,000 0.33%
42 B. Riley Wealth Advisors, Inc. 11,891 646,000 0.37%
43 CITIGROUP INC 13,651 741,000 0.42%
44 SG Americas Securities, LLC 15,000 814,000 0.46%
45 NTV ASSET MANAGEMENT LLC 15,508 842,000 0.48%
46 Cetera Advisors LLC 16,141 865,000 0.49%
47 HighTower Advisors, LLC 16,236 882,000 0.50%
48 Ancora Advisors LLC 16,288 884,000 0.50%
49 SignalPoint Asset Management, LLC 16,289 884,000 0.50%
50 Private Advisor Group, LLC 16,967 917,000 0.52%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.