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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 70 Institutional holders with a total value of $213,192,859.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ADVANTAGE INVESTMENT MANAGEMENT, LLC 10 1,000 0.00%
3 BlackRock Finance, Inc. 77 4,000 0.00%
4 Gradient Investments LLC 172 9,000 0.00%
5 BRONFMAN E.L. ROTHSCHILD, L.P. 221 12,000 0.01%
6 West Oak Capital, LLC 250 13,533 0.01%
7 PROFICIO CAPITAL PARTNERS LLC 400 22,000 0.01%
8 Financial Architects, Inc 425 23,000 0.01%
9 Patten Group, Inc. 407 23,000 0.01%
10 Ameritas Investment Partners, Inc. 506 27,000 0.01%
11 GLOBAL RETIREMENT PARTNERS, LLC 662 36,000 0.02%
12 Catalyst Capital Advisors LLC 750 41,000 0.02%
13 Winslow, Evans & Crocker, Inc. 1,200 64,958 0.03%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,230 67,000 0.03%
15 GENEOS WEALTH MANAGEMENT INC. 1,325 71,000 0.03%
16 NEXT Financial Group, Inc 1,645 89,000 0.04%
17 GLENMEDE TRUST CO NA 2,325 125,000 0.06%
18 IHT WEALTH MANAGEMENT, LLC 2,678 146,000 0.07%
19 WFG Advisors, LP 3,895 211,000 0.10%
20 Creative Planning 3,945 214,000 0.10%
21 CIBC WORLD MARKET INC. 4,043 219,000 0.10%
22 Timber Hill LLC 4,142 224,000 0.11%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 4,230 229,000 0.11%
24 PNC FINANCIAL SERVICES GROUP, INC. 4,412 240,000 0.11%
25 Sigma Planning Corp 4,652 252,000 0.12%
26 Stratos Wealth Partners, LTD. 4,746 257,000 0.12%
27 Concert Wealth Management Inc. 4,772 259,000 0.12%
28 First Allied Advisory Services, Inc. 5,847 317,000 0.15%
29 First Heartland Consultants, Inc. 7,084 383,000 0.18%
30 BAIRD FINANCIAL GROUP, INC. 7,248 392,000 0.18%
31 ENVESTNET ASSET MANAGEMENT INC 7,467 405,000 0.19%
32 IFP ADVISORS, INC 8,327 451,000 0.21%
33 SNOWDEN CAPITAL ADVISORS LLC 8,468 458,368 0.22%
34 Tower Research Capital LLC (TRC) 8,994 487,000 0.23%
35 M&T BANK CORP 9,031 489,000 0.23%
36 JPMORGAN CHASE & CO 10,177 551,000 0.26%
37 OPPENHEIMER & CO INC 10,692 579,000 0.27%
38 Cetera Advisor Networks LLC 10,993 593,000 0.28%
39 STIFEL FINANCIAL CORP 10,974 596,000 0.28%
40 CITIGROUP INC 11,824 640,000 0.30%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,086 762,000 0.36%
42 CETERA INVESTMENT ADVISERS 14,187 768,000 0.36%
43 NTV ASSET MANAGEMENT LLC 15,209 823,000 0.39%
44 SG Americas Securities, LLC 15,475 838,000 0.39%
45 HighTower Advisors, LLC 16,455 891,000 0.42%
46 Ancora Advisors LLC 16,597 898,000 0.42%
47 Private Advisor Group, LLC 18,215 1,003,000 0.47%
48 Cetera Advisors LLC 18,938 1,018,000 0.48%
49 SignalPoint Asset Management, LLC 19,634 1,061,000 0.50%
50 WAYNE HUMMER INVESTMENTS L.L.C. 20,233 1,095,000 0.51%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.