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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 74 Institutional holders with a total value of $236,407,586.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,393,743 62,380,000 26.39%
2 WELLS FARGO & COMPANY/MN 893,075 23,274,000 9.84%
3 BANK OF AMERICA CORP /DE/ 828,747 21,597,000 9.14%
4 UBS AG 646,959 16,860,000 7.13%
5 Gradient Investments LLC 550,165 14,337,000 6.06%
6 ROYAL BANK OF CANADA 419,753 10,939,000 4.63%
7 Janney Capital Management LLC 290,112 7,560,000 3.20% SH
8 LPL Financial LLC 266,421 6,943,000 2.94%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 200,774 5,231,000 2.21%
10 Financial Architects, Inc 191,475 4,990,000 2.11%
11 RAYMOND JAMES & ASSOCIATES 146,760 3,825,000 1.62%
12 BB&T SECURITIES, LLC 13,195 3,438,000 1.45%
13 CABOT WEALTH MANAGEMENT INC 116,358 3,032,000 1.28%
14 Janney Montgomery Scott LLC 110,735 2,885,756 1.22%
15 Maryland Capital Management 109,090 2,843,000 1.20%
16 D.A. DAVIDSON & CO. 105,793 2,756,000 1.17%
17 Oxbow Advisors, LLC 101,065 2,634,000 1.11%
18 CITIGROUP INC 99,775 2,601,000 1.10%
19 Prospera Financial Services Inc 97,238 2,534,000 1.07%
20 AMERICAN INTERNATIONAL GROUP, INC. 83,122 2,166,148 0.92%
21 NOMURA HOLDINGS INC 83,135 2,158,000 0.91%
22 STIFEL FINANCIAL CORP 80,382 2,095,000 0.89%
23 NATIONAL PLANNING CORP 79,640 2,075,000 0.88%
24 CAHILL FINANCIAL ADVISORS INC 77,162 2,011,000 0.85%
25 BALDWIN WEALTH PARTNERS LLC/MA 69,650 1,815,000 0.77%
26 Stadion Money Management, LLC 68,205 1,777,000 0.75%
27 LVZ, Inc. 68,138 1,776,000 0.75%
28 MSI Financial Services Inc 62,834 1,637,000 0.69%
29 Placemark Investments, Inc. 62,211 1,621,000 0.69%
30 First Allied Advisory Services, Inc. 56,353 1,472,000 0.62%
31 InterOcean Capital, LLC 54,035 1,408,000 0.60%
32 Commonwealth Equity Services, Inc 53,356 1,390,000 0.59%
33 Private Advisor Group, LLC 36,714 957,000 0.40%
34 US BANCORP \DE\ 31,530 822,000 0.35%
35 Cambridge Investment Research Advisors, Inc. 31,023 808,000 0.34%
36 Capital Advisors, Ltd. LLC 30,834 804,000 0.34%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,900 779,000 0.33% Call
38 Catalyst Capital Advisors LLC 25,000 652,000 0.28%
39 Cetera Advisor Networks LLC 23,291 610,000 0.26%
40 First City Capital Management, Inc. 19,865 517,682 0.22%
41 VSR Financial Services, Inc. 19,595 511,000 0.22%
42 Pinnacle Summer Investments, Inc. 19,409 504,000 0.21%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,165 500,000 0.21%
44 SYNOVUS FINANCIAL CORP 18,650 486,000 0.21%
45 SUNTRUST BANKS INC 17,949 467,000 0.20%
46 JANE STREET GROUP, LLC 14,795 386,000 0.16%
47 AMERIPRISE FINANCIAL INC 14,215 361,000 0.15%
48 Raymond James Financial Services Advisors, Inc. 12,502 326,000 0.14%
49 NEXT Financial Group, Inc 12,965 326,000 0.14%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,500 300,000 0.13% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.