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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 68 Institutional holders with a total value of $139,385,091.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 15 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 6 0 0.00%
4 CUTLER GROUP LLC / CA 400 0 0.00% Call
5 CUTLER GROUP LLC / CA 1,000 1,000 0.00% Put
6 Focused Wealth Management, Inc 250 5,000 0.00%
7 Sunbelt Securities, Inc. 262 5,285 0.00%
8 BRUDERMAN ASSET MANAGEMENT, LLC 500 10,000 0.01%
9 Donald L. Hagan, LLC 800 16,000 0.01%
10 Barrett Asset Management, LLC 900 18,000 0.01%
11 SECURITY NATIONAL TRUST CO 900 18,000 0.01%
12 Apriem Advisors 1,000 20,000 0.01%
13 WFG Advisors, LP 1,200 24,000 0.02%
14 Advisory Services Network, LLC 1,500 30,000 0.02%
15 GENEOS WEALTH MANAGEMENT INC. 5,375 107,000 0.08%
16 Highlander Capital Management, LLC 6,117 124,000 0.09%
17 AMERICAN INTERNATIONAL GROUP, INC. 6,666 134,000 0.10%
18 INVESTMENT CENTERS OF AMERICA INC 10,234 205,000 0.15%
19 LAUREL WEALTH ADVISORS, INC. 10,200 206,000 0.15%
20 NORTHERN TRUST CORP 11,000 222,000 0.16%
21 AUSDAL FINANCIAL PARTNERS, INC. 11,020 222,000 0.16%
22 Creative Planning 11,283 228,000 0.16%
23 NEXT Financial Group, Inc 12,038 243,000 0.17%
24 SCOTIA CAPITAL INC. 12,870 260,000 0.19%
25 Financial Architects, Inc 14,232 287,000 0.21%
26 Capital Advisors, Ltd. LLC 15,485 313,000 0.22%
27 BANK OF MONTREAL /CAN/ 17,135 346,000 0.25%
28 Stratos Wealth Partners, LTD. 19,332 390,000 0.28%
29 First City Capital Management, Inc. 19,901 401,806 0.29%
30 Hillsdale Investment Management Inc. 20,500 414,000 0.30%
31 MSI Financial Services Inc 21,332 431,000 0.31%
32 VSR Financial Services, Inc. 22,056 445,000 0.32%
33 BALDWIN WEALTH PARTNERS LLC/MA 23,873 482,000 0.35%
34 Koshinski Asset Management, Inc. 26,755 540,000 0.39%
35 IFP ADVISORS, INC 27,352 552,000 0.40%
36 Cambridge Investment Research Advisors, Inc. 28,378 573,000 0.41%
37 CITIGROUP INC 29,368 593,000 0.43%
38 JOHNSON INVESTMENT COUNSEL INC 29,870 603,000 0.43%
39 SANDERS MORRIS HARRIS INC/FA 30,979 625,000 0.45%
40 US BANCORP \DE\ 32,530 657,000 0.47%
41 SYNOVUS FINANCIAL CORP 33,704 681,000 0.49%
42 D.A. DAVIDSON & CO. 37,510 757,000 0.54%
43 RAYMOND JAMES & ASSOCIATES 38,143 770,000 0.55%
44 ENVESTNET ASSET MANAGEMENT INC 39,527 798,000 0.57%
45 Private Advisor Group, LLC 39,830 804,000 0.58%
46 FLOW TRADERS U.S. LLC 40,258 813,000 0.58%
47 AMERIPRISE FINANCIAL INC 42,829 866,000 0.62%
48 GOLDMAN SACHS GROUP INC 50,474 1,019,000 0.73%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,649 1,022,000 0.73%
50 Cetera Advisor Networks LLC 51,157 1,032,000 0.74%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.