Dark
Light
System
Security
ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 52 Institutional holders with a total value of $73,342,944.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Creative Planning 200 22,000 0.03%
3 Patten Group, Inc. 326 36,000 0.05%
4 BALDWIN WEALTH PARTNERS LLC/MA 350 38,000 0.05%
5 JPMORGAN CHASE & CO 490 53,000 0.07%
6 Focused Wealth Management, Inc 557 61,000 0.08%
7 BROWN BROTHERS HARRIMAN & CO 720 78,000 0.11%
8 ROCKEFELLER FINANCIAL SERVICES INC 777 85,000 0.12%
9 BESSEMER GROUP INC 837 91,000 0.12%
10 FUSION FAMILY WEALTH, LLC 843 93,000 0.13% SH
11 GUIDANT WEALTH ADVISORS 1,157 127,000 0.17%
12 Chicago Partners Investment Group LLC 1,520 166,000 0.23%
13 WEALTHCARE CAPITAL MANAGEMENT LLC 1,584 172,000 0.23%
14 Ken Stern & Associates, Inc. 1,833 200,000 0.27%
15 BAILARD, INC. 1,855 202,000 0.28%
16 Mariner, LLC 1,925 210,000 0.29%
17 ADVISOR GROUP, INC. 1,961 214,000 0.29%
18 Silver Lake Advisory, LLC 2,166 236,000 0.32%
19 STIFEL FINANCIAL CORP 2,200 240,000 0.33%
20 MISSION WEALTH MANAGEMENT, LLC 2,655 289,000 0.39%
21 Tortoise Investment Management, LLC 2,674 291,000 0.40%
22 THOMPSON SIEGEL & WALMSLEY LLC 2,750 299,000 0.41%
23 LAZARD ASSET MANAGEMENT LLC 3,500 381,000 0.52% PRN
24 MSI Financial Services Inc 3,853 420,000 0.57%
25 Commonwealth Equity Services, Inc 4,108 447,000 0.61%
26 North Star Investment Management Corp. 4,400 479,000 0.65%
27 BlackRock Investment Management, LLC 4,926 536,000 0.73%
28 CITIGROUP INC 5,285 575,000 0.78%
29 STARFIRE INVESTMENT ADVISERS, INC. 5,340 581,472 0.79%
30 POINTE CAPITAL MANAGEMENT LLC 5,340 581,472 0.79%
31 AllSquare Wealth Management LLC 5,617 612,000 0.83%
32 LPL Financial LLC 6,167 673,000 0.92%
33 Raymond James Financial Services Advisors, Inc. 6,373 694,000 0.95%
34 Private Advisor Group, LLC 6,979 767,000 1.05%
35 CAPRIN ASSET MANAGEMENT LLC /ADV 7,119 776,000 1.06%
36 Virtu KCG Holdings LLC 7,367 802,000 1.09%
37 AMERIPRISE FINANCIAL INC 7,770 846,000 1.15%
38 ISRAEL DISCOUNT BANK OF NEW YORK 9,280 1,010,000 1.38%
39 Eagle Ridge Investment Management 10,110 1,101,000 1.50%
40 GREAT AMERICAN GROUP, INC. 12,828 1,397,000 1.90%
41 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 13,050 1,421,000 1.94%
42 WELLS FARGO & COMPANY/MN 17,192 1,872,000 2.55%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,594 1,926,000 2.63%
44 ALESCO ADVISORS LLC 18,725 2,039,000 2.78%
45 ENVESTNET ASSET MANAGEMENT INC 19,331 2,105,000 2.87%
46 MORGAN STANLEY 25,483 2,775,000 3.78%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,959 3,044,000 4.15%
48 ARROW FINANCIAL CORP 35,397 3,855,000 5.26%
49 ROYAL BANK OF CANADA 38,568 4,200,000 5.73%
50 UBS Group AG 83,229 9,063,000 12.36%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.