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KAYNE ANDERSON MDSTM ENERGY
KAYNE ANDERSON MDSTM ENERGY. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 35 Institutional holders with a total value of $70,163,776.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 713,680 11,761,000 16.76%
2 Advisors Asset Management, Inc. 712,894 11,748,000 16.74%
3 MORGAN STANLEY 545,300 8,987,000 12.81%
4 BANK OF AMERICA CORP /DE/ 537,754 8,862,000 12.63%
5 BBR PARTNERS, LLC 412,369 6,796,000 9.69%
6 WELLS FARGO & COMPANY/MN 287,140 4,732,000 6.74%
7 SIT INVESTMENT ASSOCIATES INC 187,292 3,087,000 4.40%
8 Invesco Ltd. 167,960 2,768,000 3.95%
9 LPL Financial LLC 135,466 2,261,000 3.22%
10 AMERIPRISE FINANCIAL INC 109,314 1,801,000 2.57%
11 KAYNE ANDERSON CAPITAL ADVISORS LP 57,740 951,000 1.36%
12 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 54,018 890,000 1.27%
13 USCA RIA LLC 47,970 791,000 1.13%
14 ROYAL BANK OF CANADA 47,576 784,000 1.12%
15 Janney Montgomery Scott LLC 31,142 513,000 0.73%
16 HighTower Advisors, LLC 28,383 469,000 0.67%
17 RAYMOND JAMES & ASSOCIATES 23,718 391,000 0.56%
18 STEPHENS INC /AR/ 21,932 361,000 0.51%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,884 361,000 0.51%
20 STIFEL FINANCIAL CORP 20,853 345,000 0.49%
21 FIRST FINANCIAL EQUITY CORPORATION 20,909 335,000 0.48%
22 WEDBUSH SECURITIES INC 16,220 267,000 0.38%
23 BARD ASSOCIATES INC 10,680 176,000 0.25%
24 FOSTER DYKEMA CABOT & CO INC/MA 10,000 165,000 0.24%
25 BANK OF MONTREAL /CAN/ 6,729 111,000 0.16%
26 Hirtle Callaghan & Co LLC 6,371 105,000 0.15%
27 Plante Moran Financial Advisors, LLC 6,265 103,000 0.15%
28 JPMORGAN CHASE & CO 5,756 95,000 0.14%
29 CITIGROUP INC 2,620 43,000 0.06%
30 PNC FINANCIAL SERVICES GROUP, INC. 1,736 29,000 0.04%
31 WESTSIDE INVESTMENT MANAGEMENT, INC. 1,703 27,776 0.04%
32 D.A. DAVIDSON & CO. 1,606 26,000 0.04%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 818 13,000 0.02%
34 Creative Planning 500 8,000 0.01%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 65 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.