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LADENBURG THALMAN FIN SVCS I COM
LADENBURG THALMAN FIN SVCS I COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 80 Institutional holders with a total value of $76,711,751.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 PRICE T ROWE ASSOCIATES INC /MD/ 29,400 103,000 0.13%
52 BLB&B Advisors, LLC 28,900 101,000 0.13%
53 BALYASNY ASSET MANAGEMENT L.P. 21,250 74,000 0.10%
54 GOFEN & GLOSSBERG LLC /IL/ 20,000 70,000 0.09%
55 RENAISSANCE TECHNOLOGIES LLC 16,603 58,000 0.08%
56 Legal & General Group Plc 16,252 57,000 0.07%
57 ALLIANCEBERNSTEIN L.P. 14,900 52,000 0.07%
58 ProShare Advisors LLC 13,293 47,000 0.06%
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,084 46,000 0.06%
60 Concert Wealth Management Inc. 11,609 41,000 0.05%
61 PERRITT CAPITAL MANAGEMENT INC 11,300 40,000 0.05%
62 Focused Wealth Management, Inc 10,750 38,000 0.05%
63 AMALGAMATED BANK 10,874 38,000 0.05%
64 Thomas J. Herzfeld Advisors, Inc. 10,000 35,000 0.05%
65 Gratus Capital, LLC 10,000 35,000 0.05%
66 BNP PARIBAS FINANCIAL MARKETS 8,763 30,671 0.04%
67 Advisory Services Network, LLC 3,000 10,000 0.01%
68 BlackRock Finance, Inc. 2,792 10,000 0.01%
69 BARCLAYS PLC 2,015 6,000 0.01%
70 CITIGROUP INC 1,450 5,000 0.01%
71 BANK OF MONTREAL /CAN/ 1,001 4,000 0.01%
72 Carroll Financial Associates, Inc. 1,000 4,000 0.01%
73 FIFTH THIRD BANCORP 1,000 4,000 0.01%
74 FIRST MANHATTAN CO. LLC. 482 1,000 0.00%
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 384 1,000 0.00%
76 Winslow, Evans & Crocker, Inc. 6 22 0.00%
77 PIERSHALE FINANCIAL GROUP, INC. 117 0 0.00%
78 BESSEMER GROUP INC 8 0 0.00%
79 PNC FINANCIAL SERVICES GROUP, INC. 80 0 0.00%
80 Compagnie Lombard Odier SCmA 19 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.