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ALDER BIOPHARMACEUTICALS INC
ALDER BIOPHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 148 Institutional holders with a total value of $1,105,568,267.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NOMURA ASSET MANAGEMENT CO LTD 0 0 0.00%
2 IFP ADVISORS, INC 9 0 0.00%
3 US BANCORP \DE\ 47 1,000 0.00%
4 GLOBAL RETIREMENT PARTNERS, LLC 45 1,000 0.00%
5 CUTLER GROUP LLC / CA 8,500 2,000 0.00% Call
6 Gemmer Asset Management LLC 125 3,000 0.00%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 223 4,000 0.00%
8 Cable Hill Partners, LLC 193 4,000 0.00%
9 MEEDER ASSET MANAGEMENT INC 250 5,000 0.00%
10 NISA INVESTMENT ADVISORS, LLC 320 7,000 0.00%
11 D.A. DAVIDSON & CO. 500 10,000 0.00%
12 CUTLER GROUP LLC / CA 6,700 10,000 0.00% Put
13 ENVESTNET ASSET MANAGEMENT INC 632 13,000 0.00%
14 ADVISOR GROUP, INC. 625 13,000 0.00%
15 BNP PARIBAS FINANCIAL MARKETS 873 18,158 0.00%
16 Zurcher Kantonalbank (Zurich Cantonalbank) 1,028 21,000 0.00%
17 SIMPLEX TRADING, LLC 1,266 26,000 0.00%
18 FIFTH THIRD BANCORP 1,276 27,000 0.00%
19 UBS Group AG 1,617 33,000 0.00%
20 Creative Planning 3,048 63,000 0.01%
21 Ameritas Investment Partners, Inc. 4,045 84,000 0.01%
22 PNC FINANCIAL SERVICES GROUP, INC. 4,260 88,000 0.01%
23 OPPENHEIMER ASSET MANAGEMENT INC. 4,383 91,000 0.01%
24 JW Asset Management, LLC 5,000 104,000 0.01%
25 CANADA LIFE ASSURANCE Co 5,234 108,000 0.01%
26 BANK OF MONTREAL /CAN/ 5,602 117,000 0.01%
27 CUTLER GROUP LLC / CA 6,881 143,000 0.01%
28 SG Americas Securities, LLC 7,440 155,000 0.01%
29 JPMORGAN CHASE & CO 7,398 155,000 0.01%
30 CITIGROUP INC 8,668 180,000 0.02%
31 STIFEL FINANCIAL CORP 9,920 206,000 0.02%
32 ARDSLEY ADVISORY PARTNERS LP 10,000 208,000 0.02%
33 Daiwa SB Investments Ltd. 10,355 215,000 0.02%
34 SMITH ASSET MANAGEMENT GROUP LP 10,760 224,000 0.02%
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 11,111 231,109 0.02%
36 Trexquant Investment LP 12,726 265,000 0.02%
37 CAPSTONE INVESTMENT ADVISORS, LLC 14,263 296,000 0.03%
38 Birchview Capital, LP 15,150 315,000 0.03%
39 PRELUDE CAPITAL MANAGEMENT, LLC 15,188 316,000 0.03%
40 Legal & General Group Plc 15,096 316,000 0.03%
41 DUPONT CAPITAL MANAGEMENT CORP 16,914 352,000 0.03%
42 TD ASSET MANAGEMENT INC 17,100 356,000 0.03%
43 Opus Point Partners Management, LLC 17,858 371,000 0.03%
44 RAYMOND JAMES & ASSOCIATES 18,189 378,000 0.03%
45 BAIRD FINANCIAL GROUP, INC. 18,441 384,000 0.03%
46 NumerixS Investment Technologies Inc 19,300 401,000 0.04%
47 PARAMETRIC PORTFOLIO ASSOCIATES LLC 19,635 408,000 0.04%
48 BARCLAYS PLC 19,643 409,000 0.04%
49 VOYA INVESTMENT MANAGEMENT LLC 20,570 428,000 0.04%
50 ArrowMark Colorado Holdings LLC 21,100 439,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.