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LIBERTY ALL STAR EQUITY FD
LIBERTY ALL STAR EQUITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 123 Institutional holders with a total value of $341,342,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATHSTONE FAMILY OFFICE, LLC 23 0 0.00%
2 Carroll Financial Associates, Inc. 97 0 0.00%
3 SYNOVUS FINANCIAL CORP 153 1,000 0.00%
4 SEI INVESTMENTS CO 615 3,000 0.00%
5 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 599 3,000 0.00%
6 Baystate Wealth Management LLC 492 3,000 0.00%
7 Cordasco Financial Network 976 5,000 0.00%
8 SEVENBRIDGE FINANCIAL GROUP, LLC 844 5,000 0.00%
9 BRONFMAN E.L. ROTHSCHILD, L.P. 1,553 8,000 0.00%
10 ALPHA OMEGA WEALTH MANAGEMENT LLC 1,454 8,000 0.00%
11 VALLEY NATIONAL ADVISERS INC 1,500 8,000 0.00%
12 US BANCORP \DE\ 2,045 11,000 0.00%
13 ASSET DEDICATION, LLC 2,723 15,000 0.00%
14 Tower Research Capital LLC (TRC) 2,680 15,000 0.00%
15 Archford Capital Strategies, LLC 2,881 16,000 0.00%
16 GENEOS WEALTH MANAGEMENT INC. 3,287 17,000 0.00%
17 PARALLEL ADVISORS, LLC 3,518 19,000 0.01%
18 Perigon Wealth Management, LLC 5,000 27,000 0.01%
19 DEUTSCHE BANK AG\ 7,208 39,000 0.01%
20 ADVANTAGE INVESTMENT MANAGEMENT, LLC 7,702 42,000 0.01%
21 IFP ADVISORS, INC 8,322 45,000 0.01%
22 Stockman Wealth Management, Inc. 10,179 56,000 0.02%
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,543 58,000 0.02%
24 BlackRock Finance, Inc. 10,899 60,000 0.02%
25 DIXON HUBARD FEINOUR & BROWN INC/VA 11,200 61,000 0.02%
26 AMERIPRISE FINANCIAL INC 11,314 62,000 0.02%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 11,629 63,000 0.02%
28 Stratos Wealth Partners, LTD. 12,088 66,000 0.02%
29 BERGANKDV WEALTH MANAGEMENT, LLC 12,000 66,000 0.02%
30 EULAV Asset Management 12,800 70,000 0.02%
31 SUNTRUST BANKS INC 13,145 71,000 0.02%
32 Aviance Capital Partners, LLC 13,182 72,000 0.02%
33 FineMark National Bank & Trust 14,146 77,000 0.02%
34 CORNERSTONE WEALTH MANAGEMENT, LLC 14,516 79,000 0.02%
35 CENTRAL TRUST Co 15,862 87,000 0.03%
36 BB&T SECURITIES, LLC 16,042 87,000 0.03%
37 Cambridge Investment Research Advisors, Inc. 16,294 89,000 0.03%
38 GOLDMAN SACHS GROUP INC 17,883 98,000 0.03%
39 LAUREL WEALTH ADVISORS, INC. 19,244 105,000 0.03%
40 WEBSTER BANK, N. A. 19,935 109,000 0.03%
41 TCI Wealth Advisors, Inc. 20,130 110,000 0.03%
42 One Capital Management, LLC 20,564 112,000 0.03%
43 TWO SIGMA SECURITIES, LLC 20,792 114,000 0.03%
44 STIFEL FINANCIAL CORP 21,200 115,000 0.03%
45 CULLEN/FROST BANKERS, INC. 21,132 115,000 0.03%
46 TFS CAPITAL LLC 21,039 115,000 0.03%
47 Janney Montgomery Scott LLC 25,364 138,000 0.04%
48 CSS LLC/IL 26,734 146,000 0.04%
49 Commonwealth Equity Services, Inc 27,711 151,000 0.04%
50 FIRST FINANCIAL EQUITY CORPORATION 28,601 156,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.