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LIBERTY ALL STAR EQUITY FD
LIBERTY ALL STAR EQUITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 123 Institutional holders with a total value of $341,342,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 REGIONS FINANCIAL CORP 29,088 159,000 0.05%
52 WFG Advisors, LP 31,038 169,000 0.05%
53 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 31,287 170,000 0.05%
54 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,482 177,000 0.05%
55 Regent Investment Management LLC 35,700 195,000 0.06%
56 SII INVESTMENTS INC/WI 36,747 200,000 0.06%
57 Bank of New York Mellon Corp 38,325 209,000 0.06%
58 Curi Capital, LLC 40,705 222,000 0.07%
59 HOLLENCREST CAPITAL MANAGEMENT 42,162 230,000 0.07%
60 RAYMOND JAMES TRUST N.A. 45,687 250,000 0.07%
61 ADVISOR GROUP, INC. 47,121 257,000 0.08%
62 M&T BANK CORP 49,758 272,000 0.08%
63 Private Advisor Group, LLC 50,349 274,000 0.08%
64 Creative Planning 57,688 315,000 0.09%
65 MARINER INVESTMENT GROUP LLC 66,000 360,000 0.11%
66 OTA Financial Group L.P. 71,244 388,000 0.11%
67 D.A. DAVIDSON & CO. 72,700 396,000 0.12%
68 MML INVESTORS SERVICES, INC. 74,440 406,000 0.12%
69 OPPENHEIMER & CO INC 80,050 437,000 0.13%
70 Concert Wealth Management Inc. 88,520 455,000 0.13%
71 NATIONAL PLANNING CORP 87,067 474,000 0.14%
72 SHEPHERD KAPLAN KROCHUK, LLC 90,800 496,000 0.15%
73 Yakira Capital Management, Inc. 92,538 505,000 0.15% SH
74 Advisory Alpha, LLC 93,649 511,000 0.15%
75 SG Americas Securities, LLC 95,423 521,000 0.15%
76 Zuckerman Investment Group, LLC 98,177 536,000 0.16%
77 Prospera Financial Services Inc 100,058 546,000 0.16%
78 Sigma Planning Corp 101,142 552,000 0.16%
79 STATE OF WISCONSIN INVESTMENT BOARD 103,750 566,000 0.17%
80 Global Endowment Management, LP 112,619 615,000 0.18%
81 GEODE CAPITAL MANAGEMENT, LLC 119,907 654,000 0.19%
82 Ionic Capital Management LLC 144,982 792,000 0.23%
83 Invesco Ltd. 151,427 827,000 0.24%
84 ROYAL BANK OF CANADA 188,023 1,026,000 0.30%
85 SHEAFF BROCK INVESTMENT ADVISORS, LLC 195,948 1,070,000 0.31%
86 AQR ARBITRAGE LLC 197,207 1,077,000 0.32%
87 DOLIVER ADVISORS, LP 197,760 1,080,000 0.32%
88 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 209,519 1,091,000 0.32%
89 Laurion Capital Management LP 200,022 1,092,000 0.32%
90 Oxbow Advisors, LLC 247,029 1,349,000 0.40%
91 BANK OF AMERICA CORP /DE/ 265,727 1,451,000 0.43%
92 Cetera Advisor Networks LLC 281,859 1,541,000 0.45%
93 WEDBUSH SECURITIES INC 294,372 1,607,000 0.47%
94 LPL Financial LLC 350,153 1,901,000 0.56%
95 BANK OF NOVA SCOTIA 369,596 2,018,000 0.59%
96 CLOUGH CAPITAL PARTNERS L P 369,793 2,019,000 0.59%
97 PNC FINANCIAL SERVICES GROUP, INC. 386,655 2,112,000 0.62%
98 GUGGENHEIM CAPITAL LLC 388,786 2,123,000 0.62%
99 Arete Wealth Advisors, LLC 395,714 2,161,000 0.63%
100 CITIGROUP INC 423,522 2,312,000 0.68%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.