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LIBERTY ALL STAR EQUITY FD
LIBERTY ALL STAR EQUITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 123 Institutional holders with a total value of $341,342,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Yakira Capital Management, Inc. 92,538 505,000 0.15% SH
52 SHEPHERD KAPLAN KROCHUK, LLC 90,800 496,000 0.15%
53 NATIONAL PLANNING CORP 87,067 474,000 0.14%
54 Concert Wealth Management Inc. 88,520 455,000 0.13%
55 OPPENHEIMER & CO INC 80,050 437,000 0.13%
56 MML INVESTORS SERVICES, INC. 74,440 406,000 0.12%
57 D.A. DAVIDSON & CO. 72,700 396,000 0.12%
58 OTA Financial Group L.P. 71,244 388,000 0.11%
59 MARINER INVESTMENT GROUP LLC 66,000 360,000 0.11%
60 Creative Planning 57,688 315,000 0.09%
61 Private Advisor Group, LLC 50,349 274,000 0.08%
62 M&T BANK CORP 49,758 272,000 0.08%
63 ADVISOR GROUP, INC. 47,121 257,000 0.08%
64 RAYMOND JAMES TRUST N.A. 45,687 250,000 0.07%
65 HOLLENCREST CAPITAL MANAGEMENT 42,162 230,000 0.07%
66 Curi Capital, LLC 40,705 222,000 0.07%
67 Bank of New York Mellon Corp 38,325 209,000 0.06%
68 SII INVESTMENTS INC/WI 36,747 200,000 0.06%
69 Regent Investment Management LLC 35,700 195,000 0.06%
70 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,482 177,000 0.05%
71 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 31,287 170,000 0.05%
72 WFG Advisors, LP 31,038 169,000 0.05%
73 REGIONS FINANCIAL CORP 29,088 159,000 0.05%
74 FIRST FINANCIAL EQUITY CORPORATION 28,601 156,000 0.05%
75 Commonwealth Equity Services, Inc 27,711 151,000 0.04%
76 CSS LLC/IL 26,734 146,000 0.04%
77 Janney Montgomery Scott LLC 25,364 138,000 0.04%
78 TFS CAPITAL LLC 21,039 115,000 0.03%
79 CULLEN/FROST BANKERS, INC. 21,132 115,000 0.03%
80 STIFEL FINANCIAL CORP 21,200 115,000 0.03%
81 TWO SIGMA SECURITIES, LLC 20,792 114,000 0.03%
82 One Capital Management, LLC 20,564 112,000 0.03%
83 TCI Wealth Advisors, Inc. 20,130 110,000 0.03%
84 WEBSTER BANK, N. A. 19,935 109,000 0.03%
85 LAUREL WEALTH ADVISORS, INC. 19,244 105,000 0.03%
86 GOLDMAN SACHS GROUP INC 17,883 98,000 0.03%
87 Cambridge Investment Research Advisors, Inc. 16,294 89,000 0.03%
88 CENTRAL TRUST Co 15,862 87,000 0.03%
89 BB&T SECURITIES, LLC 16,042 87,000 0.03%
90 CORNERSTONE WEALTH MANAGEMENT, LLC 14,516 79,000 0.02%
91 FineMark National Bank & Trust 14,146 77,000 0.02%
92 Aviance Capital Partners, LLC 13,182 72,000 0.02%
93 SUNTRUST BANKS INC 13,145 71,000 0.02%
94 EULAV Asset Management 12,800 70,000 0.02%
95 BERGANKDV WEALTH MANAGEMENT, LLC 12,000 66,000 0.02%
96 Stratos Wealth Partners, LTD. 12,088 66,000 0.02%
97 BENJAMIN F. EDWARDS & COMPANY, INC. 11,629 63,000 0.02%
98 AMERIPRISE FINANCIAL INC 11,314 62,000 0.02%
99 DIXON HUBARD FEINOUR & BROWN INC/VA 11,200 61,000 0.02%
100 BlackRock Finance, Inc. 10,899 60,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.