| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 758,923 | 10,337,000 | 19.86% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 646,490 | 8,807,000 | 16.92% | ||
| 3 | THIRD AVENUE MANAGEMENT LLC | 504,626 | 6,873,000 | 13.21% | ||
| 4 | Advisors Asset Management, Inc. | 309,149 | 4,211,000 | 8.09% | ||
| 5 | Invesco Ltd. | 259,082 | 3,529,000 | 6.78% | ||
| 6 | Pine River Capital Management L.P. | 247,261 | 3,367,000 | 6.47% | ||
| 7 | CREDIT SUISSE AG/ | 238,590 | 3,250,000 | 6.25% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 194,141 | 2,644,000 | 5.08% | ||
| 9 | MORGAN STANLEY | 153,884 | 2,096,000 | 4.03% | ||
| 10 | Carlson Capital, L.P. | 151,800 | 2,068,000 | 3.97% | ||
| 11 | Capital Investment Advisors, LLC | 80,989 | 1,103,070 | 2.12% | ||
| 12 | CORNERSTONE ADVISORS INC | 65,623 | 894,000 | 1.72% | ||
| 13 | SUNTRUST BANKS INC | 59,625 | 811,000 | 1.56% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 26,860 | 366,000 | 0.70% | ||
| 15 | WELLS FARGO & COMPANY/MN | 25,230 | 344,000 | 0.66% | ||
| 16 | LPL Financial LLC | 21,850 | 298,000 | 0.57% | ||
| 17 | OPPENHEIMER & CO INC | 17,661 | 241,000 | 0.46% | ||
| 18 | UBS AG | 16,538 | 225,000 | 0.43% | ||
| 19 | Commonwealth Equity Services, Inc | 11,842 | 161,000 | 0.31% | ||
| 20 | AMERIPRISE FINANCIAL INC | 9,355 | 127,000 | 0.24% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,650 | 91,000 | 0.17% | ||
| 22 | US BANCORP \DE\ | 3,729 | 51,000 | 0.10% | ||
| 23 | WFG Advisors, LP | 2,600 | 35,000 | 0.07% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 2,476 | 33,723 | 0.06% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 1,743 | 24,000 | 0.05% | ||
| 26 | CITIGROUP INC | 1,522 | 21,000 | 0.04% | ||
| 27 | NEW ENGLAND SECURITIES CORP /MA/ | 800 | 11,000 | 0.02% | ||
| 28 | Highlander Capital Management, LLC | 577 | 7,859 | 0.02% | ||
| 29 | D.A. DAVIDSON & CO. | 400 | 5,000 | 0.01% | ||
| 30 | Creative Planning | 262 | 4,000 | 0.01% | ||
| 31 | ROYAL BANK OF CANADA | 297 | 4,000 | 0.01% | ||
| 32 | Tower Research Capital LLC (TRC) | 28 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
