| 1 |
Saba Capital Management, L.P. |
1,128,829 |
11,503,000 |
18.72% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
595,296 |
6,033,000 |
9.82% |
|
|
| 3 |
Invesco Ltd. |
561,841 |
5,726,000 |
9.32% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
547,674 |
5,581,000 |
9.08% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
504,656 |
5,142,000 |
8.37% |
|
|
| 6 |
THIRD AVENUE MANAGEMENT LLC |
425,826 |
4,339,000 |
7.06% |
|
|
| 7 |
Pine River Capital Management L.P. |
356,088 |
3,628,000 |
5.90% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
207,000 |
2,109,000 |
3.43% |
|
|
| 9 |
Carlson Capital, L.P. |
200,000 |
2,038,000 |
3.32% |
|
|
| 10 |
CREDIT SUISSE AG/ |
177,327 |
1,807,000 |
2.94% |
|
|
| 11 |
Advisors Asset Management, Inc. |
155,794 |
1,588,000 |
2.58% |
|
|
| 12 |
WOLVERINE ASSET MANAGEMENT LLC |
155,113 |
1,580,000 |
2.57% |
|
|
| 13 |
MORGAN STANLEY |
127,849 |
1,303,000 |
2.12% |
|
|
| 14 |
CITIGROUP INC |
95,045 |
969,000 |
1.58% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
94,700 |
965,000 |
1.57% |
|
|
| 16 |
AQR ARBITRAGE LLC |
89,930 |
916,000 |
1.49% |
|
|
| 17 |
Capital Investment Advisors, LLC |
75,710 |
771,000 |
1.25% |
|
|
| 18 |
UBS Group AG |
69,584 |
709,000 |
1.15% |
|
|
| 19 |
SUNTRUST BANKS INC |
59,625 |
606,000 |
0.99% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
59,286 |
604,000 |
0.98% |
|
|
| 21 |
Curi Capital, LLC |
57,507 |
586,000 |
0.95% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
49,849 |
508,000 |
0.83% |
|
|
| 23 |
CORNERSTONE ADVISORS INC |
46,181 |
471,000 |
0.77% |
|
|
| 24 |
MARINER INVESTMENT GROUP LLC |
43,655 |
445,000 |
0.72% |
|
|
| 25 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
21,060 |
215,000 |
0.35% |
|
|
| 26 |
LPL Financial LLC |
20,504 |
208,000 |
0.34% |
|
|
| 27 |
Shaker Financial Services, LLC |
17,664 |
180,000 |
0.29% |
|
|
| 28 |
WEDBUSH SECURITIES INC |
15,733 |
160,000 |
0.26% |
|
|
| 29 |
DOLIVER ADVISORS, LP |
15,214 |
155,000 |
0.25% |
|
|
| 30 |
RAYMOND JAMES TRUST N.A. |
14,113 |
144,000 |
0.23% |
|
|
| 31 |
OPPENHEIMER & CO INC |
10,661 |
109,000 |
0.18% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,750 |
89,000 |
0.14% |
|
|
| 33 |
Donald L. Hagan, LLC |
4,617 |
47,000 |
0.08% |
|
|
| 34 |
BANK OF MONTREAL /CAN/ |
3,868 |
39,000 |
0.06% |
|
|
| 35 |
US BANCORP \DE\ |
3,566 |
36,000 |
0.06% |
|
|
| 36 |
Brookstone Capital Management |
3,565 |
36,000 |
0.06% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,086 |
32,000 |
0.05% |
|
|
| 38 |
WFG Advisors, LP |
2,600 |
26,000 |
0.04% |
|
|
| 39 |
ROYAL BANK OF CANADA |
1,233 |
13,000 |
0.02% |
|
|
| 40 |
Kavar Capital Partners, LLC |
1,000 |
10,000 |
0.02% |
|
|
| 41 |
AllSquare Wealth Management LLC |
700 |
7,000 |
0.01% |
|
|
| 42 |
Thomas J. Herzfeld Advisors, Inc. |
700 |
7,000 |
0.01% |
|
|
| 43 |
Highlander Capital Management, LLC |
577 |
5,000 |
0.01% |
|
|
| 44 |
Tower Research Capital LLC (TRC) |
117 |
1,000 |
0.00% |
|
|
| 45 |
Creative Planning |
24 |
0 |
0.00% |
|
|
