| 1 |
Saba Capital Management, L.P. |
1,119,324 |
13,186,000 |
18.99% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
591,709 |
6,971,000 |
10.04% |
|
|
| 3 |
Invesco Ltd. |
556,390 |
6,555,000 |
9.44% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
553,397 |
6,494,000 |
9.35% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
468,701 |
5,521,000 |
7.95% |
|
|
| 6 |
THIRD AVENUE MANAGEMENT LLC |
425,826 |
5,016,000 |
7.22% |
|
|
| 7 |
Pine River Capital Management L.P. |
344,264 |
4,055,000 |
5.84% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
207,000 |
2,438,000 |
3.51% |
|
|
| 9 |
Carlson Capital, L.P. |
200,000 |
2,356,000 |
3.39% |
|
|
| 10 |
Advisors Asset Management, Inc. |
193,341 |
2,278,000 |
3.28% |
|
|
| 11 |
CREDIT SUISSE AG/ |
173,454 |
2,043,000 |
2.94% |
|
|
| 12 |
MORGAN STANLEY |
132,351 |
1,559,000 |
2.25% |
|
|
| 13 |
Shaker Financial Services, LLC |
128,044 |
1,508,000 |
2.17% |
|
|
| 14 |
CITIGROUP INC |
95,045 |
1,120,000 |
1.61% |
|
|
| 15 |
WOLVERINE ASSET MANAGEMENT LLC |
93,999 |
1,107,000 |
1.59% |
|
|
| 16 |
AQR ARBITRAGE LLC |
83,691 |
986,000 |
1.42% |
|
|
| 17 |
Capital Investment Advisors, LLC |
77,368 |
911,000 |
1.31% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
72,054 |
849,000 |
1.22% |
|
|
| 19 |
SUNTRUST BANKS INC |
59,625 |
701,000 |
1.01% |
|
|
| 20 |
CORNERSTONE ADVISORS INC |
46,181 |
544,000 |
0.78% |
|
|
| 21 |
UBS Group AG |
46,068 |
543,000 |
0.78% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
39,668 |
468,000 |
0.67% |
|
|
| 23 |
DOLIVER ADVISORS, LP |
29,667 |
349,000 |
0.50% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
21,849 |
258,000 |
0.37% |
|
|
| 25 |
LPL Financial LLC |
21,048 |
246,000 |
0.35% |
|
|
| 26 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
18,949 |
223,000 |
0.32% |
|
|
| 27 |
BB&T SECURITIES, LLC |
17,377 |
204,000 |
0.29% |
|
|
| 28 |
WEDBUSH SECURITIES INC |
15,093 |
178,000 |
0.26% |
|
|
| 29 |
Genesis Wealth Advisors, LLC |
14,800 |
174,344 |
0.25% |
|
|
| 30 |
PANAGORA ASSET MANAGEMENT INC |
11,737 |
138,000 |
0.20% |
|
|
| 31 |
OPPENHEIMER & CO INC |
10,661 |
125,000 |
0.18% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,750 |
103,000 |
0.15% |
|
|
| 33 |
US BANCORP \DE\ |
3,566 |
42,000 |
0.06% |
|
|
| 34 |
Brookstone Capital Management |
3,565 |
42,000 |
0.06% |
|
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,086 |
36,353 |
0.05% |
|
|
| 36 |
WFG Advisors, LP |
2,600 |
31,000 |
0.04% |
|
|
| 37 |
Thomas J. Herzfeld Advisors, Inc. |
1,743 |
20,000 |
0.03% |
|
|
| 38 |
ROYAL BANK OF CANADA |
1,553 |
19,000 |
0.03% |
|
|
| 39 |
Kavar Capital Partners, LLC |
1,000 |
11,000 |
0.02% |
|
|
| 40 |
AllSquare Wealth Management LLC |
700 |
8,000 |
0.01% |
|
|
| 41 |
Highlander Capital Management, LLC |
577 |
7,000 |
0.01% |
|
|
| 42 |
Tower Research Capital LLC (TRC) |
264 |
3,000 |
0.00% |
|
|
| 43 |
Estabrook Capital Management |
3 |
35 |
0.00% |
|
|
