| 1 |
Saba Capital Management, L.P. |
822,364 |
11,390,000 |
18.59% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
672,741 |
9,319,000 |
15.21% |
|
|
| 3 |
THIRD AVENUE MANAGEMENT LLC |
504,626 |
6,989,000 |
11.41% |
|
|
| 4 |
Invesco Ltd. |
370,192 |
5,127,000 |
8.37% |
|
|
| 5 |
Advisors Asset Management, Inc. |
307,032 |
4,252,000 |
6.94% |
|
|
| 6 |
Pine River Capital Management L.P. |
247,261 |
3,425,000 |
5.59% |
|
|
| 7 |
CREDIT SUISSE AG/ |
243,132 |
3,367,000 |
5.50% |
|
|
| 8 |
MORGAN STANLEY |
162,463 |
2,251,000 |
3.67% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
155,916 |
2,159,000 |
3.52% |
|
|
| 10 |
Carlson Capital, L.P. |
151,800 |
2,102,000 |
3.43% |
|
|
| 11 |
Eos Management, L.P. |
140,410 |
1,945,000 |
3.17% |
|
|
| 12 |
Kamunting Street Capital Management, L.P. |
84,092 |
1,165,000 |
1.90% |
|
|
| 13 |
Capital Investment Advisors, LLC |
77,915 |
1,079,000 |
1.76% |
|
|
| 14 |
CORNERSTONE ADVISORS INC |
63,910 |
885,000 |
1.44% |
|
|
| 15 |
SUNTRUST BANKS INC |
59,625 |
825,000 |
1.35% |
|
|
| 16 |
SG Americas Securities, LLC |
49,063 |
680,000 |
1.11% |
|
|
| 17 |
WELLS FARGO & COMPANY/MN |
43,418 |
602,000 |
0.98% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
27,532 |
382,000 |
0.62% |
|
|
| 19 |
UBS AG |
26,657 |
369,000 |
0.60% |
|
|
| 20 |
WOLVERINE ASSET MANAGEMENT LLC |
25,477 |
352,000 |
0.57% |
|
|
| 21 |
DOLIVER ADVISORS, LP |
24,555 |
340,000 |
0.55% |
|
|
| 22 |
LPL Financial LLC |
21,302 |
295,000 |
0.48% |
|
|
| 23 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
20,285 |
281,000 |
0.46% |
|
|
| 24 |
OPPENHEIMER & CO INC |
17,661 |
244,000 |
0.40% |
|
|
| 25 |
Shaker Financial Services, LLC |
15,600 |
216,000 |
0.35% |
|
|
| 26 |
Virtu KCG Holdings LLC |
13,053 |
181,000 |
0.30% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
11,868 |
164,000 |
0.27% |
|
|
| 28 |
AQR CAPITAL MANAGEMENT LLC |
11,613 |
161,000 |
0.26% |
|
|
| 29 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,401 |
144,000 |
0.24% |
|
|
| 30 |
AMERIPRISE FINANCIAL INC |
9,690 |
134,000 |
0.22% |
|
|
| 31 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,250 |
87,000 |
0.14% |
|
|
| 32 |
EFG Private Wealth Management (Americas) Corp. |
5,827 |
80,000 |
0.13% |
|
|
| 33 |
US BANCORP \DE\ |
3,729 |
52,000 |
0.08% |
|
|
| 34 |
BARCLAYS PLC |
3,600 |
47,000 |
0.08% |
|
|
| 35 |
B. Riley Wealth Advisors, Inc. |
2,861 |
39,625 |
0.06% |
|
|
| 36 |
WFG Advisors, LP |
2,600 |
36,000 |
0.06% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,476 |
34,293 |
0.06% |
|
|
| 38 |
Thomas J. Herzfeld Advisors, Inc. |
1,743 |
24,000 |
0.04% |
|
|
| 39 |
NEW ENGLAND SECURITIES CORP /MA/ |
800 |
11,000 |
0.02% |
|
|
| 40 |
Estabrook Capital Management |
667 |
9,238 |
0.02% |
|
|
| 41 |
Highlander Capital Management, LLC |
577 |
7,991 |
0.01% |
|
|
| 42 |
Creative Planning |
474 |
7,000 |
0.01% |
|
|
| 43 |
D.A. DAVIDSON & CO. |
400 |
5,000 |
0.01% |
|
|
| 44 |
ROYAL BANK OF CANADA |
301 |
4,000 |
0.01% |
|
|
| 45 |
Ground Swell Capital, LLC |
100 |
1,000 |
0.00% |
|
|
| 46 |
Tower Research Capital LLC (TRC) |
20 |
0 |
0.00% |
|
|
