| 1 |
Saba Capital Management, L.P. |
852,869 |
10,524,000 |
15.34% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
620,996 |
7,662,000 |
11.17% |
|
|
| 3 |
Invesco Ltd. |
510,385 |
6,298,000 |
9.18% |
|
|
| 4 |
THIRD AVENUE MANAGEMENT LLC |
425,826 |
5,255,000 |
7.66% |
|
|
| 5 |
Pine River Capital Management L.P. |
344,264 |
4,249,000 |
6.19% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
322,870 |
3,984,000 |
5.81% |
|
|
| 7 |
PT ASSET MANAGEMENT, LLC |
311,685 |
3,846,000 |
5.61% |
|
|
| 8 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
306,608 |
3,807,000 |
5.55% |
|
|
| 9 |
Advisors Asset Management, Inc. |
299,560 |
3,697,000 |
5.39% |
|
|
| 10 |
Carlson Capital, L.P. |
200,000 |
2,468,000 |
3.60% |
|
|
| 11 |
Yorktown Management & Research Co Inc |
175,000 |
2,160,000 |
3.15% |
|
|
| 12 |
CREDIT SUISSE AG/ |
170,136 |
2,099,000 |
3.06% |
|
|
| 13 |
BB&T SECURITIES, LLC |
16,476 |
2,033,000 |
2.96% |
|
|
| 14 |
MORGAN STANLEY |
133,324 |
1,645,000 |
2.40% |
|
|
| 15 |
CITIGROUP INC |
95,045 |
1,173,000 |
1.71% |
|
|
| 16 |
Capital Investment Advisors, LLC |
23,869 |
973,000 |
1.42% |
|
|
| 17 |
WOLVERINE ASSET MANAGEMENT LLC |
63,830 |
787,000 |
1.15% |
|
|
| 18 |
AQR ARBITRAGE LLC |
61,680 |
761,000 |
1.11% |
|
|
| 19 |
SUNTRUST BANKS INC |
59,625 |
734,000 |
1.07% |
|
|
| 20 |
CORNERSTONE ADVISORS INC |
46,181 |
570,000 |
0.83% |
|
|
| 21 |
Shaker Financial Services, LLC |
41,097 |
507,000 |
0.74% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
36,622 |
452,000 |
0.66% |
|
|
| 23 |
UBS Group AG |
31,229 |
385,000 |
0.56% |
|
|
| 24 |
SG Americas Securities, LLC |
25,649 |
317,000 |
0.46% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
21,625 |
267,000 |
0.39% |
|
|
| 26 |
LPL Financial LLC |
19,756 |
245,000 |
0.36% |
|
|
| 27 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
19,623 |
242,000 |
0.35% |
|
|
| 28 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
18,502 |
228,000 |
0.33% |
|
|
| 29 |
DOLIVER ADVISORS, LP |
17,603 |
217,000 |
0.32% |
|
|
| 30 |
OPPENHEIMER & CO INC |
15,661 |
193,000 |
0.28% |
|
|
| 31 |
Curi Capital, LLC |
15,430 |
190,000 |
0.28% |
|
|
| 32 |
Commonwealth Equity Services, Inc |
11,952 |
147,000 |
0.21% |
|
|
| 33 |
Genesis Wealth Advisors, LLC |
11,500 |
142,600 |
0.21% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,750 |
108,000 |
0.16% |
|
|
| 35 |
EFG Private Wealth Management (Americas) Corp. |
3,708 |
46,000 |
0.07% |
|
|
| 36 |
US BANCORP \DE\ |
3,566 |
44,000 |
0.06% |
|
|
| 37 |
WFG Advisors, LP |
2,600 |
32,000 |
0.05% |
|
|
| 38 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,476 |
30,554 |
0.04% |
|
|
| 39 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,400 |
30,000 |
0.04% |
|
|
| 40 |
STANCORP INVESTMENT ADVISERS INC |
2,000 |
25,000 |
0.04% |
|
|
| 41 |
Thomas J. Herzfeld Advisors, Inc. |
1,743 |
22,000 |
0.03% |
|
|
| 42 |
AllSquare Wealth Management LLC |
700 |
9,000 |
0.01% |
|
|
| 43 |
Highlander Capital Management, LLC |
577 |
7,000 |
0.01% |
|
|
| 44 |
Estabrook Capital Management |
3 |
37 |
0.00% |
|
|
| 45 |
Tower Research Capital LLC (TRC) |
7 |
0 |
0.00% |
|
|
| 46 |
Creative Planning |
24 |
0 |
0.00% |
|
|
