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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 142 Institutional holders with a total value of $233,801,174.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 5,189,401 40,270,000 17.22%
2 VANGUARD GROUP INC 3,197,858 24,816,000 10.61%
3 Global X Management CO LLC 2,093,445 16,245,000 6.95%
4 UBS Group AG 2,083,663 16,169,000 6.92%
5 STATE STREET CORP 1,919,564 14,899,000 6.37%
6 BlackRock Institutional Trust Company, N.A. 1,622,043 12,587,000 5.38%
7 NORTHERN TRUST CORP 1,509,477 11,713,000 5.01%
8 LSV ASSET MANAGEMENT 781,100 6,061,000 2.59%
9 GEODE CAPITAL MANAGEMENT, LLC 633,719 4,917,000 2.10%
10 Bank of New York Mellon Corp 536,312 4,162,000 1.78%
11 Allianz Asset Management GmbH 522,783 4,057,000 1.74%
12 DEUTSCHE BANK AG\ 479,577 3,718,000 1.59%
13 MENTA CAPITAL LLC 465,610 3,613,000 1.55%
14 RENAISSANCE TECHNOLOGIES LLC 433,732 3,366,000 1.44%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 409,300 3,238,000 1.38%
16 TIAA CREF INVESTMENT MANAGEMENT LLC 415,993 3,228,000 1.38%
17 BlackRock Investment Management, LLC 355,901 2,762,000 1.18%
18 VAN ECK ASSOCIATES CORP 313,426 2,432,000 1.04%
19 SYSTEMATIC FINANCIAL MANAGEMENT LP 301,990 2,343,000 1.00%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 284,729 2,210,000 0.95%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 278,087 2,158,000 0.92%
22 MORGAN STANLEY 250,250 1,942,000 0.83%
23 ANALYTIC INVESTORS, LLC 244,157 1,895,000 0.81%
24 DEERE & CO 242,061 1,878,000 0.80%
25 Key Colony Management, LLC 204,000 1,583,000 0.68%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 192,421 1,493,000 0.64%
27 NORGES BANK 172,271 1,337,000 0.57%
28 MILLENNIUM MANAGEMENT LLC 169,076 1,312,000 0.56%
29 TEACHERS ADVISORS, LLC 162,751 1,263,000 0.54%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 149,509 1,160,000 0.50%
31 Ativo Capital Management LLC 147,363 1,144,000 0.49%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 146,800 1,139,000 0.49% Put
33 WELLS FARGO & COMPANY/MN 146,016 1,134,000 0.49%
34 RHUMBLINE ADVISERS 134,259 1,042,000 0.45%
35 Municipal Employees' Retirement System of Michigan 118,900 955,000 0.41%
36 IndexIQ Advisors LLC 119,869 930,000 0.40%
37 ALLIANCEBERNSTEIN L.P. 116,700 906,000 0.39%
38 Swiss National Bank 116,420 903,000 0.39%
39 Invesco Ltd. 109,693 851,000 0.36%
40 NAVELLIER & ASSOCIATES INC 107,175 832,000 0.36%
41 ROYAL BANK OF CANADA 105,479 819,000 0.35%
42 RUSSELL FRANK CO/ 101,436 788,000 0.34%
43 SALEM INVESTMENT COUNSELORS INC 101,000 784,000 0.34%
44 FolioMetrix LLC 96,000 745,000 0.32%
45 ClariVest Asset Management LLC 95,900 744,000 0.32%
46 Counsel Portfolio Services Inc. 94,400 733,000 0.31%
47 ACADIAN ASSET MANAGEMENT LLC 94,400 733,000 0.31%
48 PANAGORA ASSET MANAGEMENT INC 93,999 729,000 0.31%
49 NATIONAL PLANNING CORP 91,752 719,000 0.31%
50 Virtu KCG Holdings LLC 90,673 704,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.