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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 127 Institutional holders with a total value of $238,102,068.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 5,025,197 37,588,000 15.79%
2 VANGUARD GROUP INC 3,279,811 24,532,000 10.30%
3 UBS Group AG 2,595,835 19,416,000 8.15%
4 Global X Management CO LLC 2,267,942 16,964,000 7.12%
5 STATE STREET CORP 1,979,374 14,804,000 6.22%
6 BlackRock Institutional Trust Company, N.A. 1,942,398 14,529,000 6.10%
7 NORTHERN TRUST CORP 1,549,915 11,593,000 4.87%
8 Advisors Asset Management, Inc. 1,368,487 10,236,000 4.30%
9 LSV ASSET MANAGEMENT 791,200 5,918,000 2.49%
10 GEODE CAPITAL MANAGEMENT, LLC 642,801 4,808,000 2.02%
11 Bank of New York Mellon Corp 554,911 4,151,000 1.74%
12 Allianz Asset Management GmbH 545,723 4,121,000 1.73%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 523,000 3,912,000 1.64%
14 ANALYTIC INVESTORS, LLC 516,515 3,864,000 1.62%
15 BlackRock Investment Management, LLC 439,732 3,289,000 1.38%
16 VAN ECK ASSOCIATES CORP 438,105 3,277,000 1.38%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 364,493 2,726,000 1.14%
18 SYSTEMATIC FINANCIAL MANAGEMENT LP 314,850 2,355,000 0.99%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 309,462 2,315,000 0.97%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 293,388 2,195,000 0.92%
21 GUGGENHEIM CAPITAL LLC 262,119 1,961,000 0.82%
22 PARAMETRIC PORTFOLIO ASSOCIATES LLC 260,538 1,949,000 0.82%
23 DEUTSCHE BANK AG\ 213,251 1,591,000 0.67%
24 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 199,743 1,494,000 0.63%
25 WELLS FARGO & COMPANY/MN 179,335 1,341,000 0.56%
26 Key Colony Management, LLC 179,000 1,339,000 0.56%
27 NORGES BANK 172,271 1,289,000 0.54%
28 TEACHERS ADVISORS, LLC 160,265 1,199,000 0.50%
29 NATIONAL PLANNING CORP 179,526 1,190,000 0.50%
30 MORGAN STANLEY 154,345 1,153,000 0.48%
31 RHUMBLINE ADVISERS 131,214 981,000 0.41%
32 RUSSELL FRANK CO/ 123,351 923,000 0.39%
33 Ativo Capital Management LLC 129,137 917,000 0.39% SH
34 Cambridge Investment Research Advisors, Inc. 122,302 915,000 0.38%
35 IndexIQ Advisors LLC 119,866 897,000 0.38%
36 Municipal Employees' Retirement System of Michigan 118,900 889,000 0.37%
37 ALLIANCEBERNSTEIN L.P. 116,700 873,000 0.37%
38 Swiss National Bank 116,420 871,000 0.37%
39 TEACHER RETIREMENT SYSTEM OF TEXAS 113,710 851,000 0.36%
40 NEW YORK STATE COMMON RETIREMENT FUND 113,589 850,000 0.36%
41 ROYAL BANK OF CANADA 112,460 841,000 0.35%
42 NAVELLIER & ASSOCIATES INC 111,490 834,000 0.35%
43 Invesco Ltd. 108,757 814,000 0.34%
44 FolioMetrix LLC 96,000 760,000 0.32%
45 ClariVest Asset Management LLC 99,200 742,000 0.31%
46 PANAGORA ASSET MANAGEMENT INC 93,999 703,000 0.30%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 84,538 633,000 0.27%
48 GOLDMAN SACHS GROUP INC 83,993 628,000 0.26%
49 CREDIT SUISSE AG/ 80,556 603,000 0.25%
50 Vident Investment Advisory, LLC 78,694 589,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.