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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 120 Institutional holders with a total value of $147,804,555.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 4,435,266 21,023,000 14.22%
2 VANGUARD GROUP INC 3,831,644 18,162,000 12.29%
3 BlackRock Institutional Trust Company, N.A. 3,194,887 15,144,000 10.25%
4 UBS Group AG 2,298,105 10,893,000 7.37%
5 STATE STREET CORP 1,973,080 9,349,000 6.33%
6 NORTHERN TRUST CORP 1,903,332 9,022,000 6.10%
7 Global X Management CO LLC 1,346,073 6,380,000 4.32%
8 Advisors Asset Management, Inc. 1,136,169 5,385,000 3.64%
9 GEODE CAPITAL MANAGEMENT, LLC 786,408 3,727,000 2.52%
10 LSV ASSET MANAGEMENT 703,200 3,333,000 2.26%
11 CITIGROUP INC 590,757 2,800,000 1.89%
12 RUSSELL FRANK CO/ 489,525 2,320,000 1.57%
13 BlackRock Investment Management, LLC 439,416 2,083,000 1.41%
14 Bank of New York Mellon Corp 423,270 2,007,000 1.36%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 392,500 1,860,000 1.26%
16 VAN ECK ASSOCIATES CORP 386,657 1,833,000 1.24%
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 374,578 1,776,000 1.20%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 338,502 1,604,000 1.09%
19 CITADEL ADVISORS LLC 249,016 1,181,000 0.80%
20 Invesco Ltd. 246,153 1,166,000 0.79%
21 ANALYTIC INVESTORS, LLC 235,737 1,117,000 0.76%
22 DEUTSCHE BANK AG\ 234,150 1,107,000 0.75%
23 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 231,651 1,098,000 0.74%
24 GOLDMAN SACHS GROUP INC 223,129 1,058,000 0.72%
25 ROYAL BANK OF CANADA 194,292 921,000 0.62%
26 Allianz Asset Management GmbH 184,360 874,000 0.59%
27 PRUDENTIAL FINANCIAL INC 181,750 861,000 0.58%
28 Key Colony Management, LLC 179,000 848,000 0.57%
29 TEACHERS ADVISORS, LLC 175,850 834,000 0.56%
30 Raymond James Financial Services Advisors, Inc. 168,205 797,000 0.54%
31 Swiss National Bank 172,920 790,000 0.53%
32 RHUMBLINE ADVISERS 162,229 769,000 0.52%
33 Creative Planning 159,212 755,000 0.51%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 149,499 709,000 0.48%
35 PNC FINANCIAL SERVICES GROUP, INC. 122,249 580,000 0.39%
36 ALLIANCEBERNSTEIN L.P. 116,400 552,000 0.37%
37 Municipal Employees' Retirement System of Michigan 103,700 517,000 0.35%
38 ClariVest Asset Management LLC 108,800 516,000 0.35%
39 Ativo Capital Management LLC 100,145 475,000 0.32% SH
40 NEW YORK STATE COMMON RETIREMENT FUND 99,900 474,000 0.32%
41 WELLINGTON MANAGEMENT GROUP LLP 99,318 471,000 0.32%
42 IndexIQ Advisors LLC 98,075 465,000 0.31%
43 NORGES BANK 93,171 442,000 0.30%
44 ALLEGIS INVESTMENT ADVISORS, LLC 92,504 438,000 0.30%
45 GUGGENHEIM CAPITAL LLC 92,288 437,000 0.30%
46 METROPOLITAN LIFE INSURANCE CO/NY 76,802 364,000 0.25%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 72,261 340,000 0.23%
48 Nationwide Fund Advisors 71,670 340,000 0.23%
49 CREDIT SUISSE AG/ 70,339 333,000 0.23%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 68,658 325,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.