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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 120 Institutional holders with a total value of $147,804,555.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN INTERNATIONAL GROUP, INC. 67,055 318,000 0.22%
52 STIFEL FINANCIAL CORP 65,810 312,000 0.21%
53 PARAMETRIC PORTFOLIO ASSOCIATES LLC 61,139 290,000 0.20%
54 VOYA INVESTMENT MANAGEMENT LLC 58,806 279,000 0.19%
55 Investors Capital Advisory Services 56,825 269,000 0.18%
56 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 53,686 255,000 0.17%
57 BLACKROCK ADVISORS LLC 53,379 253,000 0.17%
58 WealthTrust Axiom LLC 52,180 247,000 0.17%
59 WELLS FARGO & COMPANY/MN 47,738 226,000 0.15%
60 Ironsides Asset Advisors, LLC 44,890 221,000 0.15%
61 PEAK6 Group LLC 45,700 217,000 0.15% Put
62 Aperio Group, LLC 41,485 197,000 0.13%
63 Cambridge Investment Research Advisors, Inc. 41,087 195,000 0.13%
64 BlackRock Group LTD 38,030 180,000 0.12%
65 SHEAFF BROCK INVESTMENT ADVISORS, LLC 37,528 178,000 0.12%
66 Cetera Advisor Networks LLC 36,803 177,000 0.12%
67 Cetera Advisors LLC 35,586 168,000 0.11%
68 STRS OHIO 35,400 167,000 0.11%
69 Janney Montgomery Scott LLC 31,900 151,000 0.10%
70 Edge Wealth Management LLC 30,500 145,000 0.10%
71 MORGAN STANLEY 30,108 143,000 0.10%
72 PEAK6 Group LLC 25,954 123,000 0.08%
73 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 25,000 118,000 0.08%
74 Highlander Capital Management, LLC 24,250 115,000 0.08%
75 Prospera Financial Services Inc 24,107 114,000 0.08%
76 PINNACLE ASSOCIATES LTD 23,175 110,000 0.07%
77 BARINGS LLC 22,500 107,000 0.07%
78 AMERIPRISE FINANCIAL INC 20,824 98,000 0.07%
79 Wellington Shields & Co., LLC 20,000 95,000 0.06%
80 Bridgewater Wealth & Financial Management, LLC 20,084 95,000 0.06%
81 BANK OF AMERICA CORP /DE/ 17,927 85,000 0.06%
82 Squarepoint Ops LLC 17,800 84,000 0.06%
83 JANE STREET GROUP, LLC 17,506 83,000 0.06%
84 LPL Financial LLC 17,627 82,000 0.06%
85 SUNTRUST BANKS INC 16,270 77,000 0.05%
86 Sigma Planning Corp 15,941 76,000 0.05%
87 DENVER INVESTMENT ADVISORS LLC 15,670 74,000 0.05%
88 Legal & General Group Plc 15,488 73,000 0.05%
89 RENAISSANCE TECHNOLOGIES LLC 13,400 64,000 0.04%
90 JACOBS LEVY EQUITY MANAGEMENT, INC 13,400 64,000 0.04%
91 TEACHER RETIREMENT SYSTEM OF TEXAS 13,370 63,000 0.04%
92 ProShare Advisors LLC 13,388 63,000 0.04%
93 Commonwealth Equity Services, Inc 13,290 63,000 0.04%
94 Focused Wealth Management, Inc 12,980 62,000 0.04%
95 RAYMOND JAMES & ASSOCIATES 12,383 59,000 0.04%
96 WEDBUSH SECURITIES INC 12,200 58,000 0.04%
97 B. Riley Wealth Advisors, Inc. 12,074 57,000 0.04%
98 AMALGAMATED BANK 11,755 56,000 0.04%
99 CUTLER GROUP LLC / CA 10,235 48,000 0.03%
100 BlackRock Finance, Inc. 7,667 36,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.