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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 128 Institutional holders with a total value of $189,570,805.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CENTRAL TRUST Co 100 0 0.00%
2 CUTLER GROUP LLC / CA 2,500 0 0.00% Put
3 WealthTrust-Arizona, LLC 10 0 0.00%
4 BARCLAYS PLC 28 0 0.00%
5 CUTLER GROUP LLC / CA 200 0 0.00% Call
6 GROUP ONE TRADING LLC 87 1,000 0.00%
7 TCI Wealth Advisors, Inc. 165 1,000 0.00% PRN
8 IFP ADVISORS, INC 300 2,000 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 500 3,000 0.00%
10 Quantbot Technologies LP 800 4,000 0.00%
11 WOLVERINE TRADING LP /BD 7 4,270 0.00% Call
12 Winslow, Evans & Crocker, Inc. 750 4,576 0.00%
13 PENSERRA CAPITAL MANAGEMENT LLC 1,212 7,000 0.00%
14 HERNDON CAPITAL MANAGEMENT LLC 1,281 8,000 0.00%
15 EARNEST PARTNERS LLC 1,300 8,000 0.00%
16 BELLWETHER INVESTMENT GROUP, LLC 1,298 8,000 0.00%
17 Gradient Investments LLC 1,706 10,000 0.01%
18 JPMORGAN CHASE & CO 1,787 11,000 0.01%
19 Tower Research Capital LLC (TRC) 2,251 14,000 0.01%
20 HUNTINGTON NATIONAL BANK 2,500 15,000 0.01%
21 US BANCORP \DE\ 2,763 17,000 0.01%
22 ADVISOR GROUP, INC. 3,653 21,000 0.01%
23 BNP PARIBAS FINANCIAL MARKETS 4,277 26,090 0.01%
24 GENEOS WEALTH MANAGEMENT INC. 5,380 32,000 0.02%
25 JACOBI CAPITAL MANAGEMENT LLC 5,800 35,000 0.02%
26 Zurcher Kantonalbank (Zurich Cantonalbank) 5,900 36,000 0.02%
27 BANK OF MONTREAL /CAN/ 6,650 41,000 0.02%
28 CANADA LIFE ASSURANCE Co 7,200 44,000 0.02%
29 Spot Trading L.L.C 7,496 46,000 0.02%
30 QS Investors, LLC 8,724 53,000 0.03%
31 Virtu Financial LLC 10,482 64,000 0.03%
32 Ironsides Asset Advisors, LLC 11,190 68,000 0.04%
33 CITIGROUP INC 11,347 69,000 0.04%
34 WEDBUSH SECURITIES INC 12,200 74,000 0.04%
35 RAYMOND JAMES & ASSOCIATES 12,433 76,000 0.04%
36 AMALGAMATED BANK 12,013 77,000 0.04%
37 DENVER INVESTMENT ADVISORS LLC 12,954 79,000 0.04%
38 Focused Wealth Management, Inc 12,980 79,000 0.04%
39 STEPHENS INC /AR/ 13,150 80,000 0.04%
40 ProShare Advisors LLC 13,461 82,000 0.04%
41 BARINGS LLC 13,500 82,000 0.04%
42 WOLVERINE TRADING LP /BD 13,997 85,382 0.05%
43 Raymond James Financial Services Advisors, Inc. 14,305 87,000 0.05%
44 Spot Trading L.L.C 14,600 89,000 0.05% Call
45 Fiduciary Trust Co International of Pennsylvania 14,517 89,000 0.05%
46 PRINCIPAL FINANCIAL GROUP INC 14,704 90,000 0.05%
47 MSI Financial Services Inc 15,133 92,000 0.05%
48 TEACHER RETIREMENT SYSTEM OF TEXAS 15,222 93,000 0.05%
49 Legal & General Group Plc 15,488 93,000 0.05%
50 Sigma Planning Corp 15,480 94,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.