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NUVEEN DIVERSIFIED DIVID I
NUVEEN DIVERSIFIED DIVID I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 40 Institutional holders with a total value of $36,890,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cable Hill Partners, LLC 16 0 0.00%
2 SEI INVESTMENTS CO 92 1,000 0.00%
3 PENSERRA CAPITAL MANAGEMENT LLC 282 3,000 0.01%
4 PNC FINANCIAL SERVICES GROUP, INC. 754 9,000 0.02%
5 IFP ADVISORS, INC 1,041 12,000 0.03%
6 DELTA ASSET MANAGEMENT LLC/TN 1,296 15,000 0.04%
7 US BANCORP \DE\ 1,800 21,000 0.06%
8 Creative Planning 2,000 23,000 0.06%
9 Focused Wealth Management, Inc 1,993 23,000 0.06%
10 Thomas J. Herzfeld Advisors, Inc. 2,114 25,000 0.07%
11 Advisory Services Network, LLC 4,200 49,000 0.13%
12 CITIGROUP INC 4,234 50,000 0.14%
13 ENVESTNET ASSET MANAGEMENT INC 4,495 53,000 0.14%
14 ROYAL BANK OF CANADA 6,553 77,000 0.21%
15 MSI Financial Services Inc 9,386 110,000 0.30%
16 Cambridge Investment Research Advisors, Inc. 10,732 125,000 0.34%
17 Mariner, LLC 11,343 132,000 0.36%
18 Pekin Hardy Strauss, Inc. 11,350 133,000 0.36%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,288 155,000 0.42%
20 STIFEL FINANCIAL CORP 13,485 159,000 0.43%
21 DOLIVER ADVISORS, LP 13,752 161,000 0.44%
22 GENEOS WEALTH MANAGEMENT INC. 16,786 196,000 0.53%
23 ADVISOR GROUP, INC. 17,247 201,000 0.54%
24 OPPENHEIMER & CO INC 17,350 202,000 0.55%
25 Raymond James Financial Services Advisors, Inc. 22,498 263,000 0.71%
26 TFS CAPITAL LLC 23,438 274,000 0.74%
27 First Allied Advisory Services, Inc. 25,760 301,000 0.82%
28 BAIRD FINANCIAL GROUP, INC. 44,941 525,000 1.42%
29 RAYMOND JAMES & ASSOCIATES 49,680 580,000 1.57%
30 Shaker Financial Services, LLC 55,025 643,000 1.74%
31 Cetera Advisor Networks LLC 57,804 675,000 1.83%
32 UBS Group AG 76,719 896,000 2.43%
33 BANK OF AMERICA CORP /DE/ 80,270 938,000 2.54%
34 FIRST TRUST ADVISORS LP 87,632 1,024,000 2.78%
35 LPL Financial LLC 100,320 1,161,000 3.15%
36 GUGGENHEIM CAPITAL LLC 127,512 1,489,000 4.04%
37 WELLS FARGO & COMPANY/MN 129,893 1,517,000 4.11%
38 Invesco Ltd. 183,767 2,146,000 5.82%
39 MORGAN STANLEY 187,789 2,194,000 5.95%
40 Advisors Asset Management, Inc. 1,740,488 20,329,000 55.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.