| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 1,371,800 | 17,518,000 | 26.44% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 641,511 | 8,193,000 | 12.37% | ||
| 3 | MORGAN STANLEY | 496,831 | 6,344,000 | 9.58% | ||
| 4 | UBS AG | 390,917 | 4,992,000 | 7.54% | ||
| 5 | Karpus Management, Inc. | 290,988 | 3,716,000 | 5.61% | ||
| 6 | WELLS FARGO & COMPANY/MN | 203,517 | 2,599,000 | 3.92% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 202,532 | 2,586,000 | 3.90% | ||
| 8 | CITIGROUP INC | 143,746 | 1,835,000 | 2.77% | ||
| 9 | GOLDMAN SACHS GROUP INC | 143,377 | 1,831,000 | 2.76% | ||
| 10 | Invesco Ltd. | 130,219 | 1,663,000 | 2.51% | ||
| 11 | ROYAL BANK OF CANADA | 117,760 | 1,504,000 | 2.27% | ||
| 12 | COHEN & STEERS, INC. | 116,920 | 1,493,000 | 2.25% | ||
| 13 | Strategic Advisors LLC | 105,917 | 1,353,000 | 2.04% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 95,590 | 1,221,000 | 1.84% | ||
| 15 | Horizon Kinetics LLC | 61,698 | 788,000 | 1.19% | ||
| 16 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 729,000 | 1.10% | PRN | |
| 17 | LPL Financial LLC | 56,378 | 720,000 | 1.09% | ||
| 18 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 55,035 | 703,000 | 1.06% | ||
| 19 | HighTower Advisors, LLC | 44,152 | 564,000 | 0.85% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 41,431 | 529,000 | 0.80% | ||
| 21 | DEUTSCHE BANK AG\ | 36,665 | 468,000 | 0.71% | ||
| 22 | JANE STREET GROUP, LLC | 26,295 | 336,000 | 0.51% | ||
| 23 | Argentus Capital Management, LLC | 24,752 | 316,000 | 0.48% | ||
| 24 | NEVILLE RODIE & SHAW INC | 22,172 | 283,000 | 0.43% | ||
| 25 | CREDIT SUISSE AG/ | 21,555 | 275,000 | 0.42% | ||
| 26 | KMS FINANCIAL SERVICES, INC | 21,300 | 272,000 | 0.41% | ||
| 27 | Commonwealth Equity Services, Inc | 20,980 | 268,000 | 0.40% | ||
| 28 | PINNACLE ASSOCIATES LTD | 20,678 | 264,000 | 0.40% | ||
| 29 | ACG Wealth | 20,000 | 255,000 | 0.38% | ||
| 30 | MACKAY SHIELDS LLC | 17,036 | 218,000 | 0.33% | ||
| 31 | Cetera Advisor Networks LLC | 16,762 | 214,000 | 0.32% | ||
| 32 | Janney Montgomery Scott LLC | 15,362 | 196,170 | 0.30% | ||
| 33 | AMERIPRISE FINANCIAL INC | 14,288 | 182,000 | 0.27% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 13,367 | 171,000 | 0.26% | ||
| 35 | Bank of New York Mellon Corp | 13,349 | 170,000 | 0.26% | ||
| 36 | Essex Financial Services, Inc. | 13,082 | 167,000 | 0.25% | ||
| 37 | DIVIDEND ASSETS CAPITAL, LLC | 12,542 | 160,000 | 0.24% | ||
| 38 | IRON Financial LLC | 12,498 | 160,000 | 0.24% | ||
| 39 | Bridgewater Advisors Inc. | 11,928 | 152,000 | 0.23% | ||
| 40 | Dominick & Dominick LLC | 10,643 | 136,000 | 0.21% | ||
| 41 | Harbour Capital Advisors, LLC | 10,341 | 132,000 | 0.20% | ||
| 42 | TWIN FOCUS CAPITAL PARTNERS, LLC | 10,233 | 131,000 | 0.20% | ||
| 43 | KELLEHER FINANCIAL ADVISORS | 10,080 | 128,000 | 0.19% | ||
| 44 | MSI Financial Services Inc | 4,670 | 60,000 | 0.09% | ||
| 45 | HOWE & RUSLING INC | 2,069 | 26,000 | 0.04% | ||
| 46 | Joel Isaacson & Co., LLC | 2,000 | 26,000 | 0.04% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 1,954 | 24,953 | 0.04% | ||
| 48 | WHITTIER TRUST CO | 1,802 | 23,000 | 0.03% | ||
| 49 | FIFTH THIRD BANCORP | 1,780 | 23,000 | 0.03% | ||
| 50 | TOMPKINS FINANCIAL CORP | 1,559 | 20,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
